Company · CIK 0001367083 · SIC 3841 — Surgical & Medical Instruments & Apparatus · Nasdaq
Sonoma Pharmaceuticals, Inc. · SNOA
Insider activity reported against this company. All insider holders · Files at: PULM. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2018 AForm 4 → | Jun 1, 8:30 pm EDT | John McLaughlinDirector | 1,781 | — | — | 48,728 | — | plan? |
| May 30, 2018 AForm 4 → | Jun 1, 8:30 pm EDT | Russell Joseph HarrisonDirector | 1,538 | — | — | 46,520 | — | plan? |
| May 30, 2018 AForm 4 → | Jun 1, 8:28 pm EDT | Jay E BirnbaumDirector | 1,052 | — | — | 51,659 | — | plan? |
| Mar 12, 2018 PForm 4 → | Mar 14, 9:30 pm EDT | Robert E MillerChief Financial Officer | 2,400 | $4.06 | $9,756 | 18,868 | +14.6% | plan? |
| Mar 9, 2018 PForm 4 → | Mar 13, 5:42 pm EDT | Robert E MillerChief Financial Officer | 2,400 | $3.97 | $9,516 | 16,468 | +17.1% | plan? |
| Mar 8, 2018 PForm 4 → | Mar 8, 7:17 pm EST | James J SchutzChief Executive Officer, Director | 2,473 | $3.99 | $9,867 | 35,858 | +7.41% | plan? |
| Mar 1, 2018 AForm 4 → | Mar 2, 7:13 pm EST | Sharon Surrey BarbariDirector | 1,424 | — | — | 43,417 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 2, 7:09 pm EST | Jay E BirnbaumDirector | 1,157 | — | — | 50,607 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 2, 7:04 pm EST | Russell Joseph HarrisonDirector | 1,691 | — | — | 44,982 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 2, 7:02 pm EST | John McLaughlinDirector | 1,958 | — | — | 46,947 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 9:42 pm EST | James J SchutzChief Executive Officer, Director | 17,211 | — | — | 33,385 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 9:41 pm EST | John McLaughlinDirector | 17,211 | — | — | 44,989 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 9:41 pm EST | Russell Joseph HarrisonDirector | 17,211 | — | — | 43,291 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 9:40 pm EST | Jay E BirnbaumDirector | 25,817 | — | — | 49,450 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 9:39 pm EST | Sharon Surrey BarbariDirector | 17,211 | — | — | 41,993 | — | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:03 pm EST | James J SchutzChief Executive Officer, Director | 345 | $4.95 | $1,708 | 16,174 | +2.18% | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:41 pm EST | John McLaughlinDirector | 14,317 | — | — | 27,778 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:40 pm EST | Russell Joseph HarrisonDirector | 14,130 | — | — | 26,080 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:40 pm EST | Jay E BirnbaumDirector | 13,757 | — | — | 23,633 | — | plan? |
| Nov 29, 2017 AForm 4 → | Dec 1, 4:39 pm EST | Sharon Surrey BarbariDirector | 13,944 | — | — | 24,782 | — | plan? |
| Nov 29, 2017 PForm 4 → | Nov 30, 5:09 pm EST | Robert E MillerChief Financial Officer | 1,790 | $5.02 | $8,991 | 14,068 | +14.6% | plan? |
| Nov 29, 2017 PForm 4 → | Nov 29, 6:56 pm EST | James J SchutzChief Executive Officer, Director | 400 | $5.03 | $2,012 | 15,829 | +2.59% | plan? |
| Nov 24, 2017 PForm 4 → | Nov 27, 4:03 pm EST | James J SchutzChief Executive Officer, Director | 254 | $5.05 | $1,283 | 15,429 | +1.67% | plan? |
| Nov 21, 2017 PForm 4 → | Nov 24, 4:05 pm EST | Robert E MillerChief Financial Officer | 2,000 | $5.03 | $10,065 | 12,278 | +19.5% | plan? |
| Aug 29, 2017 AForm 4 → | Aug 30, 6:57 pm EDT | John McLaughlinDirector | 1,210 | — | — | 13,471 | — | plan? |
| Aug 29, 2017 AForm 4 → | Aug 30, 6:55 pm EDT | Russell Joseph HarrisonDirector | 1,045 | — | — | 11,950 | — | plan? |
| Aug 29, 2017 AForm 4 → | Aug 30, 6:54 pm EDT | Jay E BirnbaumDirector | 715 | — | — | 9,876 | — | plan? |
| Aug 29, 2017 AForm 4 → | Aug 30, 6:53 pm EDT | Sharon Surrey BarbariDirector | 880 | — | — | 10,838 | — | plan? |
| Aug 10, 2017 PForm 4 → | Aug 14, 6:07 pm EDT | Robert E MillerChief Financial Officer | 2,264 | $5.30 | $11,999 | 10,728 | +26.7% | plan? |
| Aug 10, 2017 PForm 4 → | Aug 11, 4:10 pm EDT | Marc UmscheidChief Strategy/Mkt Officer | 600 | $5.31 | $3,186 | 3,392 | +21.5% | plan? |
| Aug 10, 2017 PForm 4 → | Aug 10, 5:12 pm EDT | James J SchutzChief Executive Officer, Director | 929 | $5.46 | $5,069 | 15,175 | +6.52% | plan? |
| Jun 29, 2017 AForm 4 → | Jun 30, 4:19 pm EDT | Marc UmscheidChief Strategy/Mkt Officer | 2,042 | — | — | 2,792 | — | plan? |
| Jun 29, 2017 AForm 4 → | Jun 30, 4:19 pm EDT | James J SchutzChief Executive Officer, Director | 2,406 | — | — | 14,246 | — | plan? |
| Jun 29, 2017 AForm 4 → | Jun 30, 4:18 pm EDT | Robert Allen NortheyExe. VP of Research and Dev. | 3,404 | — | — | 8,082 | — | plan? |
| Jun 29, 2017 AForm 4 → | Jun 30, 4:18 pm EDT | Robert E MillerChief Financial Officer | 4,124 | — | — | 20,088 | — | plan? |
| May 30, 2017 AForm 4 → | Jun 1, 8:30 am EDT | John McLaughlinDirector | 1,036 | — | — | 12,261 | — | plan? |
| May 30, 2017 AForm 4 → | Jun 1, 8:30 am EDT | Russell Joseph HarrisonDirector | 895 | — | — | 10,905 | — | plan? |
| May 30, 2017 AForm 4 → | Jun 1, 8:30 am EDT | Jay E BirnbaumDirector | 612 | — | — | 9,161 | — | plan? |
| May 30, 2017 AForm 4 → | Jun 1, 8:29 am EDT | Sharon Surrey BarbariDirector | 754 | — | — | 9,958 | — | plan? |
| Mar 9, 2017 PForm 4 → | Mar 13, 6:17 pm EDT | Robert E MillerChief Financial Officer | 750 | $7.02 | $5,268 | 8,464 | +9.72% | plan? |
| Mar 8, 2017 PForm 4 → | Mar 9, 6:16 pm EST | Robert E MillerChief Financial Officer | 1,000 | $6.93 | $6,930 | 7,714 | +14.9% | plan? |
| Mar 6, 2017 PForm 4 → | Mar 8, 4:26 pm EST | Marc UmscheidChief Strategy/Mkt Officer | 750 | $6.82 | $5,115 | 750 | — | plan? |
| Mar 3, 2017 PForm 4 → | Mar 7, 4:02 pm EST | James J SchutzChief Executive Officer, Director | 800 | $6.78 | $5,421 | 11,840 | +7.25% | plan? |
| Feb 28, 2017 AForm 4 → | Mar 2, 4:07 pm EST | John McLaughlinDirector | 3,226 | — | — | 11,225 | — | plan? |
| Feb 28, 2017 AForm 4 → | Mar 2, 4:06 pm EST | Russell Joseph HarrisonDirector | 3,093 | — | — | 10,010 | — | plan? |
| Feb 28, 2017 AForm 4 → | Mar 2, 4:06 pm EST | Jay E BirnbaumDirector | 2,827 | — | — | 8,549 | — | plan? |
| Feb 28, 2017 AForm 4 → | Mar 2, 4:06 pm EST | Sharon Surrey BarbariDirector | 2,960 | — | — | 9,204 | — | plan? |
| Dec 8, 2016 PForm 4 → | Dec 12, 4:52 pm EST | Robert E MillerChief Financial Officer | 5,000 | $4.86 | $24,300 | 6,714 | +292% | plan? |
| Dec 8, 2016 PForm 4 → | Dec 8, 6:12 pm EST | James J SchutzChief Executive Officer, Director | 1,000 | $4.88 | $4,880 | 11,040 | +9.96% | plan? |
| Nov 30, 2016 AForm 4 → | Dec 2, 5:32 pm EST | James J SchutzChief Executive Officer, Director | 3,535 | $4.81 | $17,003 | 10,040 | — | plan? |
| Nov 30, 2016 AForm 4 → | Dec 2, 5:31 pm EST | Robert Allen NortheyExec. VP of Res & Devlpment | 4,678 | $4.81 | $22,501 | 4,678 | — | plan? |
| Nov 30, 2016 AForm 4 → | Dec 2, 5:29 pm EST | Robert E MillerChief Financial Officer | 15,593 | — | — | 15,964 | — | plan? |
| Nov 29, 2016 AForm 4 → | Nov 30, 5:02 pm EST | John McLaughlinDirector | 1,423 | — | — | 7,999 | — | plan? |
| Nov 29, 2016 AForm 4 → | Nov 30, 5:02 pm EST | Russell Joseph HarrisonDirector | 1,229 | — | — | 6,917 | — | plan? |
| Nov 29, 2016 AForm 4 → | Nov 30, 4:58 pm EST | Jay E BirnbaumDirector | 841 | — | — | 5,722 | — | plan? |
| Nov 29, 2016 AForm 4 → | Nov 30, 4:57 pm EST | Sharon Surrey BarbariDirector | 1,035 | — | — | 6,244 | — | plan? |
| Aug 29, 2016 AForm 4 → | Aug 30, 5:04 pm EDT | John McLaughlinDirector | 1,648 | — | — | 6,576 | — | plan? |
| Aug 29, 2016 AForm 4 → | Aug 30, 5:03 pm EDT | Russell Joseph HarrisonDirector | 1,423 | — | — | 5,688 | — | plan? |
| Aug 29, 2016 AForm 4 → | Aug 30, 5:02 pm EDT | Jay E BirnbaumDirector | 974 | — | — | 4,881 | — | plan? |
| Aug 29, 2016 AForm 4 → | Aug 30, 5:01 pm EDT | Sharon Surrey BarbariDirector | 1,199 | — | — | 5,209 | — | plan? |
| Aug 15, 2016 PForm 4 → | Aug 16, 4:05 pm EDT | James J SchutzChief Executive Officer, Director | 1,328 | $3.66 | $4,866 | 6,505 | +25.7% | plan? |
| May 31, 2016 AForm 4 → | Jun 1, 5:23 pm EDT | John McLaughlinDirector | 6,765 | — | — | 24,643 | — | plan? |
| May 31, 2016 AForm 4 → | Jun 1, 5:22 pm EDT | Russell Joseph HarrisonDirector | 5,090 | — | — | 21,327 | — | plan? |
| May 31, 2016 AForm 4 → | Jun 1, 5:21 pm EDT | Jay E BirnbaumDirector | 4,188 | — | — | 19,541 | — | plan? |
| May 31, 2016 AForm 4 → | Jun 1, 5:20 pm EDT | Sharon Surrey BarbariDirector | 4,445 | — | — | 20,051 | — | plan? |
| Feb 29, 2016 AForm 4 → | Mar 2, 7:10 pm EST | John McLaughlinDirector | 17,878 | — | — | 17,878 | — | plan? |
| Feb 29, 2016 AForm 4 → | Mar 2, 7:09 pm EST | Russell Joseph HarrisonDirector | 16,237 | — | — | 16,237 | — | plan? |
| Feb 29, 2016 AForm 4 → | Mar 2, 7:09 pm EST | Jay E BirnbaumDirector | 15,353 | — | — | 15,353 | — | plan? |
| Feb 29, 2016 AForm 4 → | Mar 2, 7:09 pm EST | Sharon Surrey BarbariDirector | 15,606 | — | — | 15,606 | — | plan? |
| Feb 25, 2016 PForm 4 → | Feb 29, 6:00 am EST | James J SchutzChief Executive Officer, Director | 5,000 | $0.9999 | $5,000 | 25,885 | +23.9% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2026 AForm 4 → | Jul 9, 8:47 pm EDT | Philippe WeigerstorferDirector | 10,000 | — | — | 30,001 | — | |
| Jul 9, 2026 AForm 4 → | Jul 9, 8:47 pm EDT | Amy Moss TromblyChief Executive Officer | 10,000 | — | — | 52,185 | — | |
| Jul 9, 2026 AForm 4 → | Jul 9, 8:47 pm EDT | John McLaughlinDirector | 10,000 | — | — | 30,001 | — | |
| Jul 9, 2026 AForm 4 → | Jul 9, 8:47 pm EDT | Vanessa JacobyDirector | 10,000 | — | — | 20,000 | — | |
| Jul 9, 2026 AForm 4 → | Jul 9, 8:46 pm EDT | Jerome J DvonchChief Financial Officer | 10,000 | — | — | 44,391 | — | |
| Jul 9, 2026 AForm 4 → | Jul 9, 8:46 pm EDT | Poggetto John DalController | 7,500 | — | — | 32,750 | — | |
| Jan 14, 2019 HForm 4 → | Jan 15, 7:17 pm EST | James J SchutzOther | 193,358 | — | — | 0 | — | |
| Jan 14, 2019 HForm 4 → | Jan 15, 7:16 pm EST | Robert E MillerOther | 209,071 | — | — | 0 | — | |
| Jan 10, 2019 AForm 4 → | Jan 11, 6:17 pm EST | Frederick J SandfordCEO and Interim CFO, Director | 450,000 | — | — | 450,000 | — | |
| Jul 20, 2018 AForm 4 → | Jul 24, 6:57 pm EDT | James J SchutzChief Executive Officer, Director | 67,733 | — | — | 193,358 | — | |
| Jul 20, 2018 AForm 4 → | Jul 24, 6:54 pm EDT | Robert E MillerChief Financial Officer | 67,733 | — | — | 209,071 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 5:16 pm EDT | Marc UmscheidChief Strategy/Mkt Officer | 17,000 | — | — | 72,000 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 5:16 pm EDT | James J SchutzChief Executive Officer, Director | 30,000 | — | — | 133,658 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 5:16 pm EDT | Robert Allen NortheyExec. VP of Res & Development | 17,000 | — | — | 60,310 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 5:15 pm EDT | Robert E MillerChief Financial Officer | 30,000 | — | — | 140,866 | — | |
| Jan 19, 2017 AForm 4 → | Jan 20, 5:25 pm EST | Marc UmscheidChief Strategy/Mkt Officer | 55,000 | — | — | 55,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 5:32 pm EST | James J SchutzChief Executive Officer, Director | 50,000 | — | — | 103,658 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 5:29 pm EST | Robert E MillerChief Financial Officer | 50,000 | — | — | 110,866 | — | |
| Nov 30, 2015 AForm 4 → | Dec 2, 8:20 pm EST | John McLaughlinDirector | 7,488 | — | — | 146,144 | — | |
| Nov 30, 2015 AForm 4 → | Dec 2, 8:19 pm EST | Russell Joseph HarrisonDirector | 5,633 | — | — | 89,487 | — | |
| Nov 30, 2015 AForm 4 → | Dec 2, 8:19 pm EST | Jay E BirnbaumDirector | 4,635 | — | — | 174,041 | — | |
| Nov 30, 2015 AForm 4 → | Dec 2, 8:17 pm EST | Sharon Surrey BarbariDirector | 4,920 | — | — | 80,968 | — | |
| Aug 31, 2015 AForm 4 → | Sep 2, 5:08 pm EDT | John McLaughlinDirector | 7,774 | — | — | 138,656 | — | |
| Aug 31, 2015 AForm 4 → | Sep 2, 5:08 pm EDT | Russell Joseph HarrisonDirector | 5,849 | — | — | 83,854 | — | |
| Aug 31, 2015 AForm 4 → | Sep 2, 5:06 pm EDT | Jay E BirnbaumDirector | 4,813 | — | — | 169,406 | — | |
| Aug 31, 2015 AForm 4 → | Sep 2, 5:06 pm EDT | Sharon Surrey BarbariDirector | 5,109 | — | — | 76,048 | — | |
| Aug 21, 2015 AForm 4 → | Aug 25, 8:12 pm EDT | Robert E MillerChief Financial Officer | 40,000 | $1.16 | $46,400 | 308,041 | — | |
| Jun 1, 2015 AForm 4 → | Jun 2, 4:31 pm EDT | John McLaughlinDirector | 10,610 | — | — | 130,882 | — | |
| Jun 1, 2015 AForm 4 → | Jun 2, 4:30 pm EDT | Russell Joseph HarrisonDirector | 7,983 | — | — | 78,005 | — | |
| Jun 1, 2015 AForm 4 → | Jun 2, 4:29 pm EDT | Jay E BirnbaumDirector | 6,568 | — | — | 164,593 | — | |
| Jun 1, 2015 AForm 4 → | Jun 2, 4:28 pm EDT | Sharon Surrey BarbariDirector | 6,972 | — | — | 70,939 | — | |
| Mar 2, 2015 AForm 4 → | Mar 3, 6:48 pm EST | John McLaughlinDirector | 11,026 | — | — | 120,272 | — | |
| Mar 2, 2015 AForm 4 → | Mar 3, 6:48 pm EST | Russell Joseph HarrisonDirector | 8,296 | — | — | 70,022 | — | |
| Mar 2, 2015 AForm 4 → | Mar 3, 6:47 pm EST | Jay E BirnbaumDirector | 6,826 | — | — | 155,583 | — | |
| Mar 2, 2015 AForm 4 → | Mar 3, 6:47 pm EST | Sharon Surrey BarbariDirector | 7,246 | — | — | 63,967 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2015 SForm 4 → | Jun 23, 4:06 pm EDT | Pulmatrix, Inc.PULM | 1,650,000 | $2.75 | $4,537,500 | 0 | −100% | plan? late |
| Mar 23, 2015 SForm 4 → | Mar 24, 7:00 pm EDT | Ruthigen, Inc.RTGN | 350,000 | $2.75 | $962,500 | 1,650,000 | −17.5% | plan? |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.