Insider · CIK 0001364773

Bulldog Investors General Partnership

Files at: JFC, KEF, DCA, FAV, JGV, RIT, CMK. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $30.2M · 108sales $12.8M · 1net $17.4M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 15, 2017 PForm 4 →	Sep 19, 12:05 pm EDT	JPMORGAN CHINA REGION FUND, INC.JFC	22,517	$4.86	$109,484	782,948	+2.96%	plan?
Sep 1, 2017 JForm 4 →	Sep 1, 2:50 pm EDT	JPMORGAN CHINA REGION FUND, INC.JFC	22,517	—	—	0	—	plan?
Jun 20, 2017 PForm 4 →	Jun 22, 10:13 am EDT	KOREA EQUITY FUND INCKEF	45,200	$9.54	$430,986	181,712	+33.1%	plan?
Jun 15, 2017 PForm 4 →	Jun 19, 10:47 am EDT	KOREA EQUITY FUND INCKEF	3,700	$9.51	$35,196	172,712	+2.19%	plan?
Jun 12, 2017 PForm 4 →	Jun 14, 1:44 pm EDT	KOREA EQUITY FUND INCKEF	455,000	$9.53	$4,336,150	169,012	—	plan?
Jun 9, 2017 PForm 4 →	Jun 13, 11:16 am EDT	JPMORGAN CHINA REGION FUND, INC.JFC	7,500	$19.82	$148,650	61,349	+13.9%	plan?
Jun 7, 2017 PForm 4 →	Jun 9, 9:51 am EDT	KOREA EQUITY FUND INCKEF	250,000	$9.53	$2,382,500	164,012	—	plan?
Jun 5, 2017 PForm 4 →	Jun 7, 9:33 am EDT	KOREA EQUITY FUND INCKEF	100,500	$9.54	$958,760	114,012	+744%	plan?
Jun 1, 2017 PForm 4 →	Jun 5, 10:31 am EDT	JPMORGAN CHINA REGION FUND, INC.JFC	25,000	$19.69	$492,250	761,501	+3.39%	plan?
May 3, 2017 PForm 4 →	May 5, 10:51 am EDT	KOREA EQUITY FUND INCKEF	25,600	$9.08	$232,436	37,544	+214%	plan?
Apr 28, 2017 PForm 4 →	May 2, 11:40 am EDT	KOREA EQUITY FUND INCKEF	6,396	$8.96	$57,308	36,124	+21.5%	plan?
Apr 24, 2017 PForm 4 →	Apr 26, 12:05 pm EDT	KOREA EQUITY FUND INCKEF	10,000	$8.78	$87,800	35,914	+38.6%	plan?
Apr 18, 2017 PForm 4 →	Apr 20, 10:39 am EDT	KOREA EQUITY FUND INCKEF	10,000	$8.61	$86,101	35,586	+39.1%	plan?
Apr 12, 2017 PForm 4 →	Apr 14, 1:20 pm EDT	KOREA EQUITY FUND INCKEF	20,500	$8.58	$175,805	35,258	+139%	plan?
Apr 10, 2017 PForm 4 →	Apr 12, 11:54 am EDT	KOREA EQUITY FUND INCKEF	7,432	$8.51	$63,229	34,585	+27.4%	plan?
Mar 31, 2017 PForm 4 →	Apr 4, 11:26 am EDT	KOREA EQUITY FUND INCKEF	10,362	$8.78	$91,024	34,355	+43.2%	plan?
Mar 22, 2017 SForm 4 →	Mar 27, 12:23 pm EDT	Virtus Total Return FundDCA	2,636,634	$4.87	$12,842,253	1,553,860	−62.9%	plan? late
Oct 19, 2016 PForm 4 →	Oct 21, 11:52 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	11,200	$8.89	$99,559	73,453	+18.0%	plan?
Oct 5, 2016 PForm 4 →	Oct 7, 12:16 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	1,500	$9.11	$13,670	221,100	+0.68%	plan?
Sep 30, 2016 PForm 4 →	Oct 4, 10:12 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	15,004	$9.10	$136,595	73,151	+25.8%	plan?
Sep 28, 2016 PForm 4 →	Sep 30, 12:05 pm EDT	Nuveen Global Equity Income FundJGV	18,049	$11.89	$214,570	82,892	+27.8%	plan?
Sep 27, 2016 PForm 4 →	Sep 29, 10:02 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	25,224	$9.03	$227,669	72,718	+53.1%	plan?
Sep 22, 2016 PForm 4 →	Sep 26, 10:25 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	105,206	$9.08	$954,760	71,990	—	plan?
Sep 21, 2016 PForm 4 →	Sep 23, 12:46 pm EDT	Nuveen Global Equity Income FundJGV	51,143	$11.86	$606,305	82,371	+164%	plan?
Sep 20, 2016 PForm 4 →	Sep 22, 11:55 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	89,240	$9.00	$803,072	68,955	—	plan?
Sep 19, 2016 PForm 4 →	Sep 21, 9:58 am EDT	Nuveen Global Equity Income FundJGV	1,000	$11.78	$11,781	1,961,726	+0.05%	plan?
Sep 16, 2016 PForm 4 →	Sep 20, 10:07 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	9,795	$8.96	$87,798	66,339	+17.3%	plan?
Sep 15, 2016 PForm 4 →	Sep 19, 10:21 am EDT	Nuveen Global Equity Income FundJGV	25,500	$11.70	$298,367	80,926	+46.0%	plan?
Sep 12, 2016 PForm 4 →	Sep 14, 12:33 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	640	$9.07	$5,805	66,045	+0.98%	plan?
Sep 2, 2016 PForm 4 →	Sep 7, 9:54 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	3,546	$9.18	$32,557	65,405	+5.73%	plan?
Aug 29, 2016 PForm 4 →	Aug 31, 1:34 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	15,640	$9.13	$142,735	65,298	+31.5%	plan?
Aug 22, 2016 PForm 4 →	Aug 24, 10:54 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	58,688	$9.12	$535,192	219,600	+36.5%	plan?
Aug 18, 2016 PForm 4 →	Aug 22, 11:22 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	10,746	$9.10	$97,813	63,815	+20.2%	plan?
Aug 15, 2016 PForm 4 →	Aug 17, 9:43 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	300	$9.13	$2,739	63,492	+0.47%	plan?
Aug 11, 2016 PForm 4 →	Aug 15, 10:43 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	4,345	$9.09	$39,475	63,192	+7.38%	plan?
Aug 9, 2016 PForm 4 →	Aug 11, 12:32 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	2,810	$9.08	$25,528	194,600	+1.47%	plan?
Aug 5, 2016 PForm 4 →	Aug 9, 9:43 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	73,574	$9.07	$666,966	193,490	+61.4%	plan?
Aug 3, 2016 PForm 4 →	Aug 5, 11:11 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	9,045	$9.00	$81,404	60,803	+17.5%	plan?
Aug 1, 2016 PForm 4 →	Aug 3, 10:46 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	5,560	$9.00	$50,062	60,531	+10.1%	plan?
Jul 27, 2016 PForm 4 →	Jul 29, 11:24 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	10,275	$9.07	$93,175	60,364	+20.5%	plan?
Jul 22, 2016 PForm 4 →	Jul 26, 11:40 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	11,700	$9.05	$105,865	193,190	+6.45%	plan?
Jul 20, 2016 PForm 4 →	Jul 22, 10:31 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	9,300	$9.23	$85,851	192,838	+5.07%	plan?
Jul 18, 2016 PForm 4 →	Jul 20, 11:49 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	600	$9.22	$5,532	59,819	+1.01%	plan?
Jul 14, 2016 PForm 4 →	Jul 18, 12:42 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	3,800	$9.19	$34,919	59,219	+6.86%	plan?
Jul 12, 2016 PForm 4 →	Jul 14, 2:09 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	13,163	$9.14	$120,256	191,338	+7.39%	plan?
Jul 8, 2016 PForm 4 →	Jul 12, 9:58 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	20,500	$9.07	$185,935	178,175	+13.0%	plan?
Jun 30, 2016 PForm 4 →	Jul 5, 10:42 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	2,800	$8.97	$25,106	177,163	+1.61%	plan?
Jun 23, 2016 PForm 4 →	Jun 27, 10:02 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	17,248	$8.98	$154,830	174,363	+11.0%	plan?
Jun 21, 2016 PForm 4 →	Jun 23, 11:01 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	5,270	$8.91	$46,951	58,427	+9.91%	plan?
Jun 10, 2016 PForm 4 →	Jun 14, 1:47 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	1,298	$8.89	$11,535	58,248	+2.28%	plan?
Jun 8, 2016 PForm 4 →	Jun 10, 11:38 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	20,300	$8.98	$182,288	58,148	+53.6%	plan?
Jun 3, 2016 PForm 4 →	Jun 7, 12:07 pm EDT	LMP REAL ESTATE INCOME FUND INC.RIT	79,952	$13.92	$1,112,934	87,441	+1,068%	plan?
Jun 1, 2016 PForm 4 →	Jun 3, 9:19 am EDT	LMP REAL ESTATE INCOME FUND INC.RIT	31,886	$13.82	$440,742	161,622	+24.6%	plan?
May 16, 2016 PForm 4 →	May 18, 1:43 pm EDT	LMP REAL ESTATE INCOME FUND INC.RIT	700	$14.08	$9,853	83,624	+0.84%	plan?
May 6, 2016 PForm 4 →	May 10, 10:02 am EDT	LMP REAL ESTATE INCOME FUND INC.RIT	19,545	$13.98	$273,147	151,316	+14.8%	plan?
Apr 25, 2016 PForm 4 →	Apr 27, 10:44 am EDT	LMP REAL ESTATE INCOME FUND INC.RIT	65,857	$13.44	$885,118	141,316	+87.3%	plan?
Apr 21, 2016 PForm 4 →	Apr 25, 9:30 am EDT	LMP REAL ESTATE INCOME FUND INC.RIT	4,900	$13.50	$66,129	80,435	+6.49%	plan?
Apr 20, 2016 PForm 4 →	Apr 22, 11:32 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	19,734	$8.86	$174,863	57,385	+52.4%	plan?
Apr 19, 2016 PForm 4 →	Apr 21, 10:22 am EDT	LMP REAL ESTATE INCOME FUND INC.RIT	19,135	$13.70	$262,127	80,248	+31.3%	plan?
Apr 14, 2016 PForm 4 →	Apr 18, 9:44 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	48,058	$8.72	$419,075	56,634	+560%	plan?
Apr 5, 2016 PForm 4 →	Apr 7, 10:08 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	11,329	$8.55	$96,828	54,805	+26.1%	plan?
Mar 31, 2016 PForm 4 →	Apr 4, 1:13 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	4,321	$8.62	$37,241	54,161	+8.67%	plan?
Mar 30, 2016 PForm 4 →	Mar 31, 9:53 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	600	$8.63	$5,178	53,989	+1.12%	plan?
Mar 28, 2016 PForm 4 →	Mar 30, 11:20 am EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	7,692	$8.52	$65,522	53,389	+16.8%	plan?
Mar 11, 2016 PForm 4 →	Mar 15, 1:53 pm EDT	FIRST TRUST DIVIDEND & INCOME FUNDFAV	33,160	$8.33	$276,326	155,917	+27.0%	plan?
Mar 9, 2016 PForm 4 →	Mar 11, 10:29 am EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	11,002	$8.20	$90,232	51,573	+27.1%	plan?
Mar 7, 2016 PForm 4 →	Mar 9, 1:55 pm EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	7,602	$8.21	$62,398	51,147	+17.5%	plan?
Mar 4, 2016 PForm 4 →	Mar 8, 10:11 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	6,810	$13.01	$88,596	131,316	+5.47%	plan?
Mar 3, 2016 PForm 4 →	Mar 7, 1:54 pm EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	13,495	$8.18	$110,338	47,392	+39.8%	plan?
Mar 1, 2016 PForm 4 →	Mar 3, 10:09 am EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	84,104	$8.01	$673,915	154,253	+120%	plan?
Feb 26, 2016 PForm 4 →	Mar 1, 10:12 am EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	900	$7.88	$7,090	150,101	+0.60%	plan?
Feb 25, 2016 PForm 4 →	Feb 29, 10:21 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	200	$12.54	$2,508	124,506	+0.16%	plan?
Feb 23, 2016 PForm 4 →	Feb 25, 9:36 am EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	33,175	$7.73	$256,424	37,678	+737%	plan?
Feb 19, 2016 PForm 4 →	Feb 23, 2:16 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	7,688	$12.32	$94,694	124,306	+6.59%	plan?
Feb 19, 2016 PForm 4 →	Feb 23, 2:13 pm EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	37,099	$7.83	$290,542	149,201	+33.1%	plan?
Feb 12, 2016 PForm 4 →	Feb 17, 10:22 am EST	FIRST TRUST DIVIDEND & INCOME FUNDFAV	35,460	$7.33	$259,869	112,702	+45.9%	plan?
Feb 8, 2016 PForm 4 →	Feb 10, 12:42 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	27,520	$12.06	$331,810	79,233	+53.2%	plan?
Feb 4, 2016 PForm 4 →	Feb 8, 9:54 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	35,628	$12.58	$448,166	123,991	+40.3%	plan?
Feb 2, 2016 PForm 4 →	Feb 4, 1:02 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	68,157	$12.54	$854,684	122,700	+125%	plan?
Jan 29, 2016 PForm 4 →	Feb 2, 12:15 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	11,110	$12.55	$139,459	121,208	+10.1%	plan?
Jan 26, 2016 PForm 4 →	Jan 28, 9:31 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	8,500	$12.42	$105,598	74,300	+12.9%	plan?
Jan 13, 2016 PForm 4 →	Jan 15, 1:55 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	1,900	$12.55	$23,845	73,974	+2.64%	plan?
Jan 8, 2016 PForm 4 →	Jan 12, 9:49 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	4,469	$12.71	$56,790	110,098	+4.23%	plan?
Jan 6, 2016 PForm 4 →	Jan 8, 11:58 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	8,446	$12.98	$109,638	73,751	+12.9%	plan?
Jan 4, 2016 PForm 4 →	Jan 6, 9:38 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	8,563	$13.00	$111,306	73,285	+13.2%	plan?
Dec 30, 2015 PForm 4 →	Jan 4, 2016, 2:51 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	4,620	$13.02	$60,173	72,873	+6.77%	plan?
Dec 28, 2015 PForm 4 →	Dec 30, 11:24 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	7,148	$12.92	$92,364	109,907	+6.96%	plan?
Dec 21, 2015 PForm 4 →	Dec 23, 10:59 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	21,262	$12.74	$270,964	72,558	+41.4%	plan?
Dec 17, 2015 PForm 4 →	Dec 21, 1:08 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	6,983	$12.69	$88,589	71,739	+10.8%	plan?
Dec 15, 2015 PForm 4 →	Dec 17, 2:42 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	11,709	$12.65	$148,105	71,470	+19.6%	plan?
Dec 8, 2015 PForm 4 →	Dec 10, 9:58 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	1,000	$12.67	$12,670	1,738,318	+0.06%	plan?
Dec 4, 2015 PForm 4 →	Dec 8, 9:57 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	364	$12.71	$4,626	1,737,318	+0.02%	plan?
Dec 2, 2015 PForm 4 →	Dec 4, 11:33 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	11,117	$12.88	$143,207	70,917	+18.6%	plan?
Nov 30, 2015 PForm 4 →	Dec 2, 10:53 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	2,082	$12.94	$26,940	70,487	+3.04%	plan?
Nov 20, 2015 PForm 4 →	Nov 24, 9:40 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	218,995	$12.73	$2,787,943	70,406	—	plan?
Nov 16, 2015 PForm 4 →	Nov 18, 12:14 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	16,810	$12.53	$210,683	106,307	+18.8%	plan?
Nov 4, 2015 PForm 4/A →	Nov 18, 10:58 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	303	$13.07	$3,960	105,472	+0.29%	plan?
Nov 3, 2015 PForm 4 →	Nov 5, 1:24 pm EST	LMP REAL ESTATE INCOME FUND INC.RIT	400	$13.06	$5,223	105,469	+0.38%	plan?
Oct 29, 2015 PForm 4 →	Nov 2, 10:36 am EST	LMP REAL ESTATE INCOME FUND INC.RIT	8,300	$12.99	$107,802	105,069	+8.58%	plan?
Oct 27, 2015 PForm 4 →	Oct 29, 12:16 pm EDT	LMP REAL ESTATE INCOME FUND INC.RIT	20,795	$13.01	$270,613	104,657	+24.8%	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.