Insider · CIK 0001252910
Robert M Ettinger
Files at: DFP, FLC, FFC, PFO, PFD. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2015 JForm 5 → | Feb 19, 2016, 6:34 pm EST | Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP | — | — | — | 42,011 | — | plan? |
| Nov 30, 2015 JForm 5 → | Feb 19, 2016, 5:57 pm EST | FLAHERTY & CRUMRINE TOTAL RETURN FUND INCFLC | — | — | — | 44,894 | — | plan? |
| Nov 30, 2015 JForm 5 → | Feb 19, 2016, 5:26 pm EST | Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INCFFC | — | — | — | 64,148 | — | plan? |
| Nov 30, 2015 JForm 5 → | Feb 19, 2016, 4:39 pm EST | Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INCPFO | — | — | — | 13,626 | — | plan? |
| Nov 30, 2015 JForm 5 → | Feb 19, 2016, 4:13 pm EST | FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCPFD | — | — | — | 5,977 | — | plan? |
| Jun 29, 2015 PForm 4 → | Jun 30, 2:27 pm EDT | Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INCFFC | 15,000 | $18.35 | $275,250 | 61,665 | +32.1% | plan? |
| Jun 22, 2015 PForm 4 → | Jun 23, 2:13 pm EDT | Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP | 13,658 | $21.88 | $298,837 | 38,594 | +54.8% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.