SEC Form 4 · accession 0001252910-15-000001
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · DFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Ettinger
Other
Period of report
Jun 22, 2015
Accepted (ET)
Jun 23, 2015 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | P | 13,658 | $21.88 | A | 38,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Ettinger also indirectly holds an additional 4,198 shares through his ownership in 27.5% of Flaherty & Crumrine Incorporated.