Insider · CIK 0001216778

James P Conn

Files at: GLU, GDV, GUT, GAB, GGZ, GGT, ECF, BCV and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $127k · 3sales $236k · 5net −$109k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 20, 2018 JForm 4/A →	Dec 26, 2:42 pm EST	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU	5,526	$17.50	$96,705	18,860	—	plan?
Dec 20, 2018 JForm 4 →	Dec 26, 2:15 pm EST	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.B	5,526	$50.00	$276,300	5,526	—	plan? late
Dec 20, 2018 JForm 4 →	Dec 26, 1:02 pm EST	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU	5,536	$17.50	$96,880	18,860	—	plan? late
Nov 1, 2018 SForm 4 →	Nov 5, 10:21 am EST	GABELLI DIVIDEND & INCOME TRUSTGDV	5,000	$20.80	$104,008	0	−100%	plan?
May 22, 2018 SForm 4 →	May 23, 2:17 pm EDT	GABELLI UTILITY TRUSTGUTRT	1,000	$0.0402	$40	0	−100%	plan?
Dec 21, 2017 JForm 4 →	Dec 21, 4:49 pm EST	GABELLI EQUITY TRUST INCGAB	16,656	$5.50	$91,608	83,680	—	plan?
Dec 14, 2017 JForm 4 →	Dec 14, 4:28 pm EST	Gabelli Global Small & Mid Cap Value TrustGGZ	4,938	$11.50	$56,787	14,938	—	plan?
Jun 16, 2016 SForm 4 →	Jun 17, 6:10 pm EDT	GABELLI MULTIMEDIA TRUST INC.GGT.B	818	$25.98	$21,251	0	−100%	plan?
Jun 16, 2016 SForm 4 →	Jun 17, 5:54 pm EDT	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A	1,667	$50.81	$84,704	0	−100%	plan?
Apr 26, 2016 PForm 4 →	Apr 28, 2:08 pm EDT	Gabelli Global Small & Mid Cap Value TrustGGZ	9,500	$10.58	$100,466	10,000	+1,900%	plan?
Apr 26, 2016 PForm 4 →	Apr 28, 1:18 pm EDT	ELLSWORTH GROWTH & INCOME FUND LTDECF	1,000	$7.80	$7,804	1,000	—	plan?
Apr 26, 2016 PForm 4 →	Apr 28, 10:53 am EDT	BANCROFT FUND LTDBCV	1,000	$18.38	$18,380	1,000	—	plan?
Jan 2, 2015 SForm 4 →	Mar 9, 5:24 pm EDT	Gabelli Healthcare & WellnessRx TrustGRX.A	1,000	$25.65	$25,650	0	−100%	plan? late

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.