SEC Form 4 · accession 0001271163-18-000081
GABELLI GLOBAL UTILITY & INCOME TRUST · GLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Conn
Director
Period of report
Dec 20, 2018
Accepted (ET)
Dec 26, 2018 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Cumulative Puttable and Callable Preferred SharesF1 | Dec 20, 2018 | J | 5,526 | $50.00 | A | 5,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these preferred shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.