Insider · CIK 0001209487

Thomas J Perna

Files at: BR, Pioneer ILS Bridge Fund. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 3, 2019 AForm 4 →	Jan 4, 3:45 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	78	—	—	20,188	—	plan?
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	630	—	—	20,110	—	plan? late
Oct 3, 2018 AForm 4 →	Oct 4, 2:40 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	53	—	—	19,480	—	plan?
Jul 3, 2018 AForm 4 →	Jul 5, 10:03 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	45	—	—	19,427	—	plan?
Apr 3, 2018 AForm 4 →	Apr 4, 11:05 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	48	—	—	19,382	—	plan?
Jan 3, 2018 AForm 4 →	Jan 4, 12:23 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	57	—	—	19,334	—	plan?
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	863	—	—	19,277	—	plan?
Oct 3, 2017 AForm 4 →	Oct 4, 12:20 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	59	—	—	18,414	—	plan?
Jul 3, 2017 AForm 4 →	Jul 6, 9:49 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	58	—	—	18,355	—	plan?
Apr 3, 2017 AForm 4 →	Apr 4, 12:25 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	64	—	—	18,297	—	plan?
Jan 3, 2017 AForm 4 →	Jan 4, 1:57 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	65	—	—	18,233	—	plan?
Nov 17, 2016 AForm 4 →	Nov 18, 11:59 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	1,032	—	—	18,168	—	plan? amended
Oct 3, 2016 AForm 4 →	Oct 4, 11:34 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	58	—	—	17,136	—	plan?
Jul 1, 2016 AForm 4 →	Jul 5, 11:11 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	55	—	—	17,078	—	plan?
Apr 1, 2016 AForm 4 →	Apr 5, 11:46 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	60	—	—	17,023	—	plan?
Jan 4, 2016 AForm 4 →	Jan 5, 12:16 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	68	—	—	16,963	—	plan?
Nov 12, 2015 AForm 4 →	Nov 13, 4:32 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	1,128	—	—	16,895	—	plan?
Oct 1, 2015 AForm 4 →	Oct 2, 11:28 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	52	—	—	15,767	—	plan?
Jul 1, 2015 AForm 4 →	Jul 2, 11:36 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	55	—	—	15,715	—	plan?
Apr 1, 2015 AForm 4 →	Apr 6, 3:35 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	52	—	—	15,660	—	plan?
Jan 2, 2015 AForm 4 →	Jan 5, 5:57 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	62	—	—	15,608	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	2,801	—	—	2,801	—	late
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	4,107	—	—	4,107	—
Nov 17, 2016 AForm 4/A →	Nov 29, 5:05 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	4,753	—	—	4,753	—
Nov 17, 2016 AForm 4 →	Nov 18, 11:59 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	4,753	—	—	4,753	—	amended
Nov 12, 2015 AForm 4 →	Nov 13, 4:32 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	5,771	—	—	5,771	—