Company · CIK 0001129633 · SIC 6311 — Life Insurance

PHOENIX COMPANIES INC/DE · PNX

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Δ stake	Flags
Jun 20, 2016 DForm 4 →	Jun 22, 4:42 pm EDT	Arthur P ByrneDirector	9,716	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:34 pm EDT	Ann Maynard GrayDirector	2,750	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:21 pm EDT	Sanford Cloud Jr.Director	2,328	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:20 pm EDT	John H ForsgrenDirector	200	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:19 pm EDT	Bonnie J MalleyEVP & CFO	5,736	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:18 pm EDT	Jody A BeresinEVP & Chief Admin. Officer	424	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:16 pm EDT	Edward W CassidyExecutive Vice President	9,802	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:15 pm EDT	Thomas M BuckinghamEVP, Prod Development & Ops	2,842	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:14 pm EDT	John T MulrainEVP, General Counsel & Secreta	2,667	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:13 pm EDT	Christopher M WilkosEVP, Chief Investment Officer	9,036	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:12 pm EDT	James D WehrPresident & CEO, Director	37,663	—	—	—	plan?
Jun 20, 2016 DForm 4 →	Jun 22, 4:11 pm EDT	Martin N BailyDirector	2,214	—	—	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 20, 2016 DForm 4 →	Jun 22, 4:42 pm EDT	Arthur P ByrneDirector	23,320	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:36 pm EDT	Andrew J McMahonDirector	2,701	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:34 pm EDT	Ann Maynard GrayDirector	5,355	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:33 pm EDT	Arthur F WeinbachDirector	27,071	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:32 pm EDT	Westley V ThompsonDirector	5,023	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:30 pm EDT	Ernest M. McNeill Jr.SVP & Chief Accounting Officer	2,193	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:21 pm EDT	Sanford Cloud Jr.Director	13,249	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:20 pm EDT	John H ForsgrenDirector	11,383	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:19 pm EDT	Bonnie J MalleyEVP & CFO	7,387	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:18 pm EDT	Jody A BeresinEVP & Chief Admin. Officer	2,269	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:16 pm EDT	Edward W CassidyExecutive Vice President	9,529	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:15 pm EDT	Thomas M BuckinghamEVP, Prod Development & Ops	4,846	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:14 pm EDT	John T MulrainEVP, General Counsel & Secreta	2,713	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:13 pm EDT	Christopher M WilkosEVP, Chief Investment Officer	5,631	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:12 pm EDT	James D WehrPresident & CEO, Director	20,138	—	—	0	—
Jun 20, 2016 DForm 4 →	Jun 22, 4:11 pm EDT	Martin N BailyDirector	11,922	—	—	0	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:12 pm EST	Arthur F WeinbachDirector	411	—	—	27,071	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:12 pm EST	Westley V ThompsonDirector	411	—	—	5,023	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:12 pm EST	Andrew J McMahonDirector	123	—	—	2,701	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:12 pm EST	John H ForsgrenDirector	103	—	—	11,383	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:12 pm EST	Sanford Cloud Jr.Director	205	—	—	13,249	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:12 pm EST	Arthur P ByrneDirector	370	—	—	23,320	—
Dec 18, 2015 AForm 4 →	Dec 21, 4:12 pm EST	Martin N BailyDirector	226	—	—	11,922	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	Arthur F WeinbachDirector	1,097	—	—	26,660	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	Westley V ThompsonDirector	946	—	—	4,612	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	Andrew J McMahonDirector	946	—	—	2,578	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	John H ForsgrenDirector	397	—	—	11,280	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	Sanford Cloud Jr.Director	548	—	—	13,044	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	Arthur P ByrneDirector	946	—	—	22,951	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:15 pm EDT	Martin N BailyDirector	530	—	—	11,697	—
Jul 16, 2015 AForm 4 →	Jul 17, 5:33 pm EDT	Andrew J McMahonDirector	1,633	—	—	1,633	—
Jul 1, 2015 AForm 4 →	Jul 2, 4:03 pm EDT	Arthur F WeinbachDirector	2,066	—	—	25,564	—
Jul 1, 2015 AForm 4 →	Jul 2, 4:03 pm EDT	Westley V ThompsonDirector	1,781	—	—	3,667	—
Jul 1, 2015 AForm 4 →	Jul 2, 4:03 pm EDT	John H ForsgrenDirector	748	—	—	10,883	—
Jul 1, 2015 AForm 4 →	Jul 2, 4:03 pm EDT	Sanford Cloud Jr.Director	1,033	—	—	12,495	—
Jul 1, 2015 AForm 4 →	Jul 2, 4:03 pm EDT	Arthur P ByrneDirector	1,781	—	—	22,005	—
Jul 1, 2015 AForm 4 →	Jul 2, 4:03 pm EDT	Martin N BailyDirector	997	—	—	11,167	—
May 14, 2015 AForm 4 →	Mar 8, 2016, 4:18 pm EST	Jody A BeresinEVP & Chief Admin. Officer	1,816	—	—	1,816	—	late
May 14, 2015 AForm 4 →	Mar 7, 2016, 6:40 pm EST	Christopher M WilkosEVP, Chief Investment Officer	3,425	—	—	3,425	—	late
May 14, 2015 AForm 4 →	Mar 7, 2016, 6:40 pm EST	James D WehrPresident & CEO, Director	14,530	—	—	14,530	—	late
May 14, 2015 AForm 4 →	Mar 7, 2016, 6:40 pm EST	John T MulrainEVP, General Counsel & Secreta	2,283	—	—	2,283	—	late
May 14, 2015 AForm 4 →	Mar 7, 2016, 6:40 pm EST	Ernest M. McNeill Jr.SVP & Chief Accounting Officer	2,193	—	—	2,193	—	late
May 14, 2015 AForm 4 →	Mar 7, 2016, 6:40 pm EST	Bonnie J MalleyEVP & CFO	3,425	—	—	3,425	—	late
May 14, 2015 AForm 4 →	Mar 7, 2016, 6:40 pm EST	Edward W CassidyExecutive Vice President	2,906	—	—	2,906	—	late
May 14, 2015 AForm 4 →	Mar 7, 2016, 6:40 pm EST	Thomas M BuckinghamEVP, Prod Development & Ops	2,595	—	—	2,595	—	late
May 14, 2015 AForm 4 →	May 15, 4:17 pm EDT	Martin N BailyDirector	49	—	—	10,170	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	Arthur F WeinbachDirector	765	—	—	23,498	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	Augustus K OliverDirector	739	—	—	19,278	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	Westley V ThompsonDirector	660	—	—	1,886	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	John H ForsgrenDirector	277	—	—	10,135	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	Sanford Cloud Jr.Director	383	—	—	11,462	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	Arthur P ByrneDirector	660	—	—	20,224	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:19 pm EDT	Martin N BailyDirector	330	—	—	10,121	—
Jan 2, 2015 AForm 4 →	Jan 5, 4:27 pm EST	Martin N BailyDirector	227	—	—	9,791	—
Jan 2, 2015 AForm 4 →	Jan 5, 4:27 pm EST	Arthur P ByrneDirector	454	—	—	19,565	—
Jan 2, 2015 AForm 4 →	Jan 5, 4:27 pm EST	Sanford Cloud Jr.Director	264	—	—	11,080	—
Jan 2, 2015 AForm 4 →	Jan 5, 4:27 pm EST	John H ForsgrenDirector	191	—	—	9,858	—
Jan 2, 2015 AForm 4 →	Jan 5, 4:27 pm EST	Augustus K OliverDirector	509	—	—	18,539	—
Jan 2, 2015 AForm 4 →	Jan 5, 4:27 pm EST	Westley V ThompsonDirector	454	—	—	1,227	—
Jan 2, 2015 AForm 4 →	Jan 5, 4:27 pm EST	Arthur F WeinbachDirector	527	—	—	22,733	—