SEC Form 4 · accession 0001225208-16-029326
PHOENIX COMPANIES INC/DE · PNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest M. McNeill Jr.
Officer — SVP & Chief Accounting Officer
Period of report
May 14, 2015
Accepted (ET)
Mar 7, 2016 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (2015)F1 | $0.00 | May 14, 2015 | A | 2,193 | A | — | — | Common | 2,193 | 2,193 | D |
Explanation of responses
- F1The Restricted Stock Units ("RSUs") represent a portion of the Reporting Person's 2015 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) December 31, 2017 or (b) a change of control.