Form4insider filings, from the source

Company · CIK 0001122051 · SIC 3661 — Telephone & Telegraph Apparatus

XTERA COMMUNICATIONS, INC. · XCOM

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $17.9M · 10sales $1.9M · 1net $16.0M
$10k$10k$1M$1M$100M$100MbuyssalesNov 16Jan 2Feb 18Apr 5May 22Jul 8Aug 25

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Aug 24, 2016 SForm 4 →Aug 26, 6:58 am EDTWELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST10% Owner2,472,813$0.7764$1,919,8920−100% plan?
May 31, 2016 AForm 4 →Jun 2, 10:25 am EDTJohn McLarenDirector41,436——75,667— plan?
May 31, 2016 AForm 4 →Jun 2, 10:23 am EDTClifford H HiggersonDirector41,436——494,913— plan?
May 31, 2016 AForm 4 →Jun 2, 10:22 am EDTBarry A FrombergDirector41,436——56,436— plan?
May 24, 2016 AForm 4/A →Jun 6, 8:08 pm EDTJoseph R ChinniciEVP, CFO, Secretary300,000——300,000— plan?
May 24, 2016 AForm 4 →May 25, 5:05 pm EDTJoseph R ChinniciEVP, CFO, Secretary300,000——300,000— plan? amended
Jan 15, 2016 MForm 4 →Jan 20, 5:04 pm ESTLes BarkleyEVP Managing Director, EMEA38,462$0.52$20,00038,462— plan?
Dec 15, 2015 AForm 4 →Dec 17, 11:18 am ESTBarry A FrombergDirector15,000——15,000— plan?
Dec 15, 2015 AForm 4 →Dec 17, 11:18 am ESTClifford H HiggersonDirector15,000——453,477— plan?
Dec 15, 2015 AForm 4 →Dec 17, 11:17 am ESTKevin J MartinDirector15,000——15,000— plan?
Dec 15, 2015 AForm 4 →Dec 17, 11:14 am ESTJohn McLarenDirector15,000——34,231— plan?
Nov 17, 2015 PForm 4 →Nov 18, 9:13 pm ESTJon W BaylessDirector, 10% Owner200,000$5.00$1,000,0001,325,118+17.8% plan?
Nov 17, 2015 CForm 4 →Nov 18, 9:13 pm ESTJon W BaylessDirector, 10% Owner1,239,252——114,134— plan?
Nov 17, 2015 PForm 4 →Nov 18, 9:12 pm ESTJohn V Jaggers +410% Owner200,000$5.00$1,000,0001,210,984+19.8% plan?
Nov 17, 2015 CForm 4 →Nov 18, 9:12 pm ESTJohn V Jaggers +410% Owner1,010,984——1,010,984— plan?
Nov 17, 2015 PForm 4 →Nov 18, 9:01 pm ESTSRB ASSOCIATES VII LP +210% Owner200,000$5.00$1,000,0001,210,787+19.8% plan?
Nov 17, 2015 CForm 4 →Nov 18, 9:01 pm ESTSRB ASSOCIATES VII LP +210% Owner1,010,787——1,010,787— plan?
Nov 17, 2015 PForm 4 →Nov 18, 8:01 pm ESTARCH VENTURE FUND VI LP +310% Owner300,000$5.00$1,500,0001,885,090+18.9% plan?
Nov 17, 2015 CForm 4 →Nov 18, 8:01 pm ESTARCH VENTURE FUND VI LP +310% Owner1,564,745——1,885,090— plan?
Nov 17, 2015 PForm 4 →Nov 18, 7:55 pm ESTARCH VENTURE FUND VI LP +910% Owner300,000$5.00$1,500,0001,885,090+18.9% plan?
Nov 17, 2015 CForm 4 →Nov 18, 7:55 pm ESTARCH VENTURE FUND VI LP +910% Owner1,564,745——1,885,090— plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:48 pm ESTGary OtakeSVP, Global Sales43,345——72,722— plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:45 pm ESTClifford H HiggersonDirector435,324——438,477— plan?
Nov 17, 2015 PForm 4 →Nov 18, 6:44 pm ESTWELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST +110% Owner600,000$5.00$3,000,000694,921+632% plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:44 pm ESTWELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST +110% Owner1,811,337——94,921— plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:42 pm ESTLes BarkleyEVP & Managing Director, AMEA25,403——25,403— plan?
Nov 17, 2015 PForm 4 →Nov 18, 6:41 pm ESTJon R HopperPresident and CEO, Director100,000$5.00$500,000584,520+20.6% plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:41 pm ESTJon R HopperPresident and CEO, Director397,467——584,520— plan?
Nov 17, 2015 PForm 4 →Nov 18, 6:39 pm ESTPeter J Barris10% Owner800,000$5.00$4,000,000971,733+466% plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:39 pm ESTPeter J Barris10% Owner2,797,219——757,668— plan?
Nov 17, 2015 PForm 4 →Nov 18, 6:39 pm ESTNEW ENTERPRISE ASSOCIATES 9 L P +110% Owner585,935$5.00$2,929,6752,659,804+28.3% plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:39 pm ESTNEW ENTERPRISE ASSOCIATES 9 L P +110% Owner2,040,813——2,073,869— plan?
Nov 17, 2015 PForm 4 →Nov 18, 6:36 pm ESTClinton BybeeDirector, 10% Owner300,000$5.00$1,500,0001,885,090+18.9% plan?
Nov 17, 2015 CForm 4 →Nov 18, 6:36 pm ESTClinton BybeeDirector, 10% Owner1,564,745——1,885,090— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Oct 11, 2016 PForm 4 →Oct 13, 4:32 pm EDTPeter J Barris10% Owner83,500——133,835—
Oct 11, 2016 PForm 4 →Oct 13, 4:31 pm EDTNEW ENTERPRISE ASSOCIATES 9 L P +110% Owner61,157——366,332—
Oct 11, 2016 PForm 4 →Oct 13, 4:02 pm EDTARCH VENTURE FUND VI LP +410% Owner83,500——500,167—
Oct 11, 2016 PForm 4 →Oct 13, 4:00 pm EDTClinton BybeeDirector, 10% Owner83,500——500,167—
Oct 11, 2016 PForm 4 →Oct 13, 3:59 pm EDTJon R HopperChief Executive Officer, Director133,000——499,666—
Sep 27, 2016 PForm 4 →Sep 28, 4:27 pm EDTPeter J Barris10% Owner250,000——111,492—
Sep 27, 2016 PForm 4 →Sep 28, 4:26 pm EDTNEW ENTERPRISE ASSOCIATES 9 L P +110% Owner183,105——305,175—
Sep 27, 2016 PForm 4 →Sep 28, 4:13 pm EDTARCH VENTURE FUND VI LP +410% Owner250,000——416,667—
Sep 27, 2016 PForm 4 →Sep 28, 4:12 pm EDTClinton BybeeDirector, 10% Owner250,000——416,667—
Sep 20, 2016 PForm 4 →Sep 21, 5:44 pm EDTJon R HopperChief Executive Officer, Director200,000——366,666—
Sep 13, 2016 PForm 4 →Sep 15, 2:40 pm EDTPeter J Barris10% Owner166,667——44,597—
Sep 13, 2016 PForm 4 →Sep 15, 2:40 pm EDTNEW ENTERPRISE ASSOCIATES 9 L P +110% Owner122,070——122,070—
Sep 13, 2016 PForm 4 →Sep 15, 2:26 pm EDTARCH VENTURE FUND VI LP +410% Owner166,667——166,667—
Sep 13, 2016 PForm 4 →Sep 15, 2:11 pm EDTClinton BybeeDirector, 10% Owner166,667——166,667—
Sep 13, 2016 PForm 4 →Sep 15, 1:41 pm EDTJon R HopperChief Executive Officer, Director166,666——166,666—
Jan 15, 2016 MForm 4 →Jan 20, 5:04 pm ESTLes BarkleyEVP Managing Director, EMEA38,462——0—
Nov 17, 2015 CForm 4 →Nov 18, 9:13 pm ESTJon W BaylessDirector, 10% Owner26,273,090——0—
Nov 17, 2015 CForm 4 →Nov 18, 9:12 pm ESTJohn V Jaggers +410% Owner23,557,640——0—
Nov 17, 2015 CForm 4 →Nov 18, 9:01 pm ESTSRB ASSOCIATES VII LP +210% Owner23,552,644——0—
Nov 17, 2015 CForm 4 →Nov 18, 8:01 pm ESTARCH VENTURE FUND VI LP +310% Owner40,683,124——0—
Nov 17, 2015 CForm 4 →Nov 18, 7:55 pm ESTARCH VENTURE FUND VI LP +910% Owner40,683,124——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:48 pm ESTGary OtakeSVP, Global Sales1,126,967——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:45 pm ESTClifford H HiggersonDirector11,318,375——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:44 pm ESTWELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST +110% Owner47,094,694——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:42 pm ESTLes BarkleyEVP & Managing Director, AMEA660,465——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:41 pm ESTJon R HopperPresident and CEO, Director10,334,117——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:39 pm ESTPeter J Barris10% Owner72,697,553——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:39 pm ESTNEW ENTERPRISE ASSOCIATES 9 L P +110% Owner53,031,066——0—
Nov 17, 2015 CForm 4 →Nov 18, 6:36 pm ESTClinton BybeeDirector, 10% Owner40,683,124——0—