SEC Form 4 · accession 0000899243-15-010006
XTERA COMMUNICATIONS, INC. · XCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Martin
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | A | 15,000 | $0.00 | A | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $1.56 | holding | — | — | — | — | Apr 20, 2020 | Common Stock | 9,616 | 9,616 | D |
| Stock Options (right to buy)F1 | $0.52 | holding | — | — | — | — | Feb 2, 2022 | Common Stock | 17,308 | 17,308 | D |
Explanation of responses
- F1This option is fully vested.