Insider · CIK 0001056973
CARLSON CAPITAL L P
Files at: REGI, SWKH, AROC, UTEK. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2017 SForm 4 → | Jul 5, 8:29 pm EDT | Renewable Energy Group, Inc.REGI | 65,000 | $12.83 | $834,067 | 3,835,000 | −1.67% | plan? late |
| May 18, 2017 PForm 4 → | May 22, 4:27 pm EDT | SWK Holdings CorpSWKH | 9,747 | $11.00 | $107,216 | 9,093,766 | +0.11% | plan? |
| May 15, 2017 PForm 4 → | May 17, 5:43 pm EDT | SWK Holdings CorpSWKH | 30,400 | $11.10 | $337,365 | 9,084,019 | +0.34% | plan? |
| Dec 6, 2016 SForm 4 → | Dec 8, 11:36 am EST | Archrock, Inc.AROC US | 304,900 | $13.80 | $4,207,850 | 6,688,905 | −4.36% | plan? |
| Dec 2, 2016 SForm 4 → | Dec 6, 10:49 am EST | Archrock, Inc.AROC US | 421,028 | $13.44 | $5,657,922 | 6,993,805 | −5.68% | plan? |
| Nov 30, 2016 SForm 4 → | Dec 2, 10:19 am EST | Archrock, Inc.AROC US | 378,184 | $13.48 | $5,099,720 | 7,414,833 | −4.85% | plan? |
| Nov 25, 2016 SForm 4 → | Nov 29, 11:01 am EST | Archrock, Inc.AROC US | 75,000 | $13.79 | $1,034,243 | 7,793,017 | −0.95% | plan? |
| Nov 22, 2016 SForm 4 → | Nov 25, 9:57 am EST | Archrock, Inc.AROC US | 378,433 | $13.54 | $5,125,223 | 7,868,017 | −4.59% | plan? |
| Nov 18, 2016 SForm 4 → | Nov 22, 1:22 pm EST | Archrock, Inc.AROC US | 340,285 | $13.53 | $4,602,725 | 8,246,450 | −3.96% | plan? |
| Nov 16, 2016 SForm 4 → | Nov 18, 12:00 pm EST | Archrock, Inc.AROC US | 176,030 | $12.94 | $2,277,114 | 8,586,735 | −2.01% | plan? |
| Nov 14, 2016 SForm 4 → | Nov 16, 12:17 pm EST | Archrock, Inc.AROC US | 451,580 | $12.83 | $5,794,842 | 8,762,765 | −4.90% | plan? |
| Oct 12, 2016 SForm 4 → | Oct 14, 12:42 pm EDT | Archrock, Inc.AROC US | 43,904 | $12.86 | $564,390 | 9,214,345 | −0.47% | plan? |
| Aug 26, 2016 PForm 4 → | Aug 30, 11:33 am EDT | SWK Holdings CorpSWKH | 3,100 | $9.75 | $30,225 | 9,053,619 | +0.03% | plan? |
| Aug 24, 2016 PForm 4 → | Aug 26, 1:12 pm EDT | SWK Holdings CorpSWKH | 3,500 | $9.75 | $34,125 | 9,050,519 | +0.04% | plan? |
| Jul 25, 2016 SForm 4 → | Jul 27, 4:28 pm EDT | ULTRATECH INCUTEK | 810,000 | $24.52 | $19,863,126 | 2,643,986 | −23.5% | plan? |
| Feb 25, 2016 PForm 4 → | Feb 29, 3:29 pm EST | Archrock, Inc.AROC US | 663,433 | $3.85 | $2,554,302 | 9,258,249 | +7.72% | plan? |
| Jan 27, 2016 PForm 4 → | Jan 29, 12:43 pm EST | Archrock, Inc.AROC US | 442,068 | $5.55 | $2,453,694 | 8,594,816 | +5.42% | plan? |
| Jan 25, 2016 PForm 4 → | Jan 27, 4:12 pm EST | Archrock, Inc.AROC US | 475,991 | $4.96 | $2,362,953 | 8,152,748 | +6.20% | plan? |
| Jan 21, 2016 PForm 4 → | Jan 25, 3:09 pm EST | Archrock, Inc.AROC US | 568,041 | $5.55 | $3,154,267 | 7,676,757 | +7.99% | plan? |
| Dec 15, 2015 PForm 4 → | Dec 17, 11:52 am EST | SWK Holdings CorpSWKH | 35,000 | $11.02 | $385,795 | 9,047,019 | +0.39% | plan? |
| Oct 30, 2015 PForm 4 → | Nov 3, 11:47 am EST | ULTRATECH INCUTEK | 87,935 | $15.66 | $1,376,895 | 3,453,986 | +2.61% | plan? |
| Oct 28, 2015 PForm 4 → | Oct 30, 11:25 am EDT | ULTRATECH INCUTEK | 86,537 | $15.68 | $1,356,511 | 3,366,051 | +2.64% | plan? |
| Oct 26, 2015 PForm 4 → | Oct 28, 1:09 pm EDT | ULTRATECH INCUTEK US | 33,028 | $14.99 | $495,137 | 3,279,514 | +1.02% | plan? |
| Oct 13, 2015 SForm 4 → | Oct 15, 11:00 am EDT | ULTRATECH INCUTEK US | 5,235 | $15.62 | $81,771 | 3,246,486 | −0.16% | plan? |
| Oct 1, 2015 SForm 4 → | Oct 5, 11:41 am EDT | ULTRATECH INCUTEK US | 50,000 | $15.45 | $772,435 | 3,251,721 | −1.51% | plan? |
| Sep 24, 2015 SForm 4 → | Sep 25, 3:01 pm EDT | ULTRATECH INCUTEK US | 80,761 | $15.67 | $1,265,826 | 3,301,721 | −2.39% | plan? |
| Aug 3, 2015 PForm 4 → | Aug 4, 11:50 am EDT | ULTRATECH INCUTEK US | 89,712 | $15.81 | $1,418,202 | 3,382,482 | +2.72% | plan? |
| Jul 31, 2015 PForm 4 → | Aug 3, 3:35 pm EDT | ULTRATECH INCUTEK US | 77,728 | $15.98 | $1,242,039 | 3,292,770 | +2.42% | plan? |
| Apr 7, 2015 PForm 4 → | Apr 28, 3:27 pm EDT | ULTRATECH INCUTEK US | 437,556 | $18.46 | $8,078,739 | 3,215,042 | +15.8% | plan? late |
Reported trades — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.