SEC Form 4 · accession 0001140361-15-016599

ULTRATECH INC · UTEK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Apr 7, 2015

Accepted (ET)

Apr 28, 2015 · 3:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000909791

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Apr 7, 2015	P	11,236	$17.2714	A	2,788,722	I	See footnotes
Common Stock^F1,F2	Apr 7, 2015	P	5,992	$17.2809	A	2,794,714	I	See footnotes
Common Stock^F1,F2	Apr 7, 2015	P	140	$17.30	A	2,794,854	I	See footnotes
Common Stock^F1,F2	Apr 7, 2015	P	32,500	$17.185	A	2,827,354	I	See footnotes
Common Stock^F1,F2	Apr 8, 2015	P	61,605	$17.4531	A	2,888,959	I	See footnotes
Common Stock^F1,F2	Apr 8, 2015	P	2,196	$17.453	A	2,891,155	I	See footnotes
Common Stock^F1,F2	Apr 8, 2015	P	7,000	$17.72	A	2,898,155	I	See footnotes
Common Stock^F1,F2	Apr 9, 2015	P	6,708	$17.5885	A	2,904,863	I	See footnotes
Common Stock^F1,F2	Apr 15, 2015	P	4,000	$17.6705	A	2,908,863	I	See footnotes
Common Stock^F1,F2	Apr 15, 2015	P	3,700	$17.75	A	2,912,563	I	See footnotes
Common Stock^F1,F2	Apr 17, 2015	P	85,623	$17.7346	A	2,998,186	I	See footnotes
Common Stock^F1,F2	Apr 17, 2015	P	12,500	$17.6421	A	3,010,686	I	See footnotes
Common Stock^F1,F2	Apr 27, 2015	P	204,356	$19.5212	A	3,215,042	I	See footnotes

No Table II lines on this filing.

F1The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as the investment manager.
F2Mr. Clint D. Carlson, a United States citizen, who serves as president of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.