Company · CIK 0001015780 · SIC 6035 — Savings Institution, Federally Chartered

E TRADE FINANCIAL CORP · ETFC

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $2.2M · 8sales $25.3M · 31net −$23.0M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 8, 2015 AForm 4 →	May 12, 5:06 pm EDT	Frederick Wilkinson KannerDirector	3,448	—	—	36,361	—	plan?
May 8, 2015 AForm 4 →	May 12, 5:05 pm EDT	James P HealyDirector	5,863	—	—	18,194	—	plan?
May 8, 2015 AForm 4 →	May 12, 5:05 pm EDT	Richard J CarboneDirector	5,173	—	—	14,673	—	plan?
Apr 30, 2015 AForm 4 →	May 4, 5:01 pm EDT	Donna L WeaverDirector	789	—	—	46,998	—	plan?
Apr 30, 2015 AForm 4 →	May 4, 5:01 pm EDT	James P HealyDirector	308	—	—	12,331	—	plan?
Mar 4, 2015 SForm 4 →	Mar 6, 5:07 pm EST	Karl A RoessnerEVP & General Counsel	5,472	$26.49	$144,966	253,266	−2.11%	plan?
Mar 4, 2015 PForm 4 →	Mar 6, 5:07 pm EST	James P HealyDirector	10,000	$26.75	$267,466	12,023	+494%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 5:08 pm EST	Matthew J AudetteEVP & Chief Financial Officer	21,000	$25.44	$534,230	181,912	−10.3%	plan?
Feb 10, 2015 SForm 4 →	Feb 12, 5:08 pm EST	Karl A RoessnerEVP & General Counsel	11,851	$25.37	$300,679	258,738	−4.38%	plan?
Feb 10, 2015 FForm 4 →	Feb 12, 5:08 pm EST	Karl A RoessnerEVP & General Counsel	662	$25.42	$16,828	270,589	—	plan?
Feb 10, 2015 FForm 4 →	Feb 12, 5:08 pm EST	Matthew J AudetteEVP & Chief Financial Officer	983	$25.42	$24,988	202,912	—	plan?
Feb 9, 2015 SForm 4 →	Feb 10, 6:42 pm EST	Karl A RoessnerEVP & General Counsel	15,298	$25.22	$385,883	283,203	−5.12%	plan?
Feb 6, 2015 AFForm 4 →	Feb 10, 6:42 pm EST	Karl A RoessnerEVP & General Counsel	103,167	$25.47	$642,020	271,251	—	plan?
Feb 6, 2015 AFForm 4 →	Feb 10, 6:42 pm EST	Navtej S NandraPresident	166,868	$25.72	$366,449	242,510	—	plan?
Feb 6, 2015 AFForm 4 →	Feb 10, 6:41 pm EST	Michael FoleyEVP, Chief Administrative Offi	49,718	$25.72	$88,648	70,098	—	plan?
Feb 6, 2015 AFForm 4 →	Feb 10, 6:41 pm EST	Matthew J AudetteEVP & Chief Financial Officer	78,466	$25.52	$568,580	203,895	—	plan?
Jan 30, 2015 AForm 4 →	Feb 3, 5:01 pm EST	Donna L WeaverDirector	1,160	—	—	46,209	—	plan?
Jan 23, 2015 SForm 4 →	Jan 23, 6:01 pm EST	Paul IdzikChief Executive Officer, Director	10,950	$24.40	$267,211	577,094	−1.86%	plan?
Jan 22, 2015 FForm 4 →	Jan 23, 6:01 pm EST	Paul IdzikChief Executive Officer, Director	115,383	$22.28	$2,571,022	588,044	—	plan?
Jan 15, 2015 AForm 4 →	Jan 20, 5:02 pm EST	James P HealyDirector	2,023	—	—	2,023	—	plan?
Jan 5, 2015 SForm 4 →	Jan 6, 5:06 pm EST	Matthew J AudetteEVP & Chief Financial Officer	1,294	$23.84	$30,849	169,989	−0.76%	plan?
Jan 3, 2015 FForm 4 →	Jan 6, 5:06 pm EST	Matthew J AudetteEVP & Chief Financial Officer	3,420	$24.12	$82,490	171,283	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Δ stake
Apr 24, 2018 MForm 4 →	Apr 26, 5:15 pm EDT	Donna L WeaverDirector	2,000	—	—	—
Feb 7, 2018 MForm 4 →	Feb 9, 9:39 pm EST	Karl A RoessnerChief Executive Officer, Director	4,837	—	—	—
Feb 7, 2018 MForm 4 →	Feb 9, 9:39 pm EST	Michael A. PizziChief Financial Officer	11,727	—	—	—
Jan 30, 2018 MForm 4 →	Feb 1, 5:12 pm EST	Joseph L SclafaniDirector	2,000	—	—	—
Jan 26, 2018 MForm 4 →	Jan 30, 5:16 pm EST	Frederick Wilkinson KannerDirector	2,000	—	—	—
Feb 10, 2017 MForm 4 →	Feb 14, 5:22 pm EST	Michael A. PizziChief Financial Officer	11,249	—	—	—
Feb 8, 2017 MForm 4 →	Feb 9, 5:05 pm EST	Karl A RoessnerChief Executive Officer, Director	3,712	—	—	—
Feb 10, 2016 MForm 4 →	Feb 11, 4:59 pm EST	Michael A. PizziEVP & Chief Financial Officer	3,078	—	—	—