Insider holders · CIK 0000081318
Yuma Energy, Inc. · YUMA
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Sam L. BanksPresident and CEO | 42,042,764 | — | 42,042,764 | Oct 20, 2016 · 5:45 pm EDT | Form 4 |
| RMCP PIV DPC, L.P.10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| RMCP PIV DPC II, L.P.10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| RMCP DPC LLC10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| RMCP DPC II LLC10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| RED MOUNTAIN CAPITAL MANAGEMENT INC10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| RMCP GP LLC10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| RED MOUNTAIN CAPITAL PARTNERS LLC10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| Willem Mesdag10% Owner | — | 2,525,052 | 2,525,052 | Nov 7, 2016 · 5:53 pm EST | Form 3 |
| Sankaty Davis, LLC10% Owner | — | 1,607,301 | 1,607,301 | Nov 7, 2016 · 6:12 pm EST | Form 3 |
| BAIN CAPITAL CREDIT MEMBER, LLC10% Owner | — | 1,607,301 | 1,607,301 | Nov 7, 2016 · 6:12 pm EST | Form 3 |
| James W ChristmasDirector | 1,370,825 | — | 1,370,825 | Oct 20, 2016 · 6:02 pm EDT | Form 4 |
| Paul D. McKinneyEVP and COO | 895,254 | — | 895,254 | Oct 20, 2016 · 5:56 pm EDT | Form 4 |
| Kirk F. SprungerChief Financial Officer | 666,896 | — | 666,896 | Oct 7, 2015 · 6:03 pm EDT | Form 4 |
| James J JacobsChief Financial Officer | 571,400 | — | 571,400 | Oct 20, 2016 · 5:49 pm EDT | Form 4 |
| Ben T MorrisDirector | 536,926 | — | 536,926 | Oct 20, 2016 · 6:01 pm EDT | Form 4 |
| Frank Alan LodzinskiDirector | 428,676 | 62,348 | 491,024 | Oct 20, 2016 · 5:53 pm EDT | Form 4 |
| Richard K StoneburnerDirector | 428,676 | — | 428,676 | Oct 20, 2016 · 5:58 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.