SEC Form 4 · accession 0001354488-15-004565
Yuma Energy, Inc. · YUMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk F. Sprunger
Officer — Chief Financial Officer
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000081318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2015 | A | 70,060 | $0.00 | A | 666,896 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award vests as to 23,354 shares of common stock of the Registrant on May 31, 2016, as to 23,353 shares on May 31, 2017, and as to 23,353 shares on May 31, 2018.