Insider holders · CIK 0001642563
Guggenheim Energy & Income Fund · XGEIX
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Robert B Karn IIIDirector | 50 | — | 50 | Aug 27, 2015 · 1:09 pm EDT | Form 3 |
| Jon SzafranAssistant Treasurer | 0 | — | 0 | Sep 14, 2018 · 11:39 am EDT | Form 3 |
| Glenn McWhinnieAssistant Treasurer | 0 | — | 0 | Nov 30, 2016 · 3:37 pm EST | Form 3 |
| Adam J NelsonAssistant Treasurer | 0 | — | 0 | Dec 30, 2015 · 2:48 pm EST | Form 3 |
| Thomas Joseph Hauserrelationship not stated | 0 | — | 0 | Aug 27, 2015 · 3:00 pm EDT | Form 3 |
| Richard de Wetrelationship not stated | 0 | — | 0 | Aug 27, 2015 · 1:27 pm EDT | Form 3 |
| William H BeldenVice President | 0 | — | 0 | Aug 27, 2015 · 1:21 pm EDT | Form 3 |
| Michael P MegarisAssistant Secretary | 0 | — | 0 | Aug 27, 2015 · 1:23 pm EDT | Form 3 |
| Bryan StoneVice President | 0 | — | 0 | Aug 27, 2015 · 1:22 pm EDT | Form 3 |
| Joseph M ArrudaAssistant Treasurer | 0 | — | 0 | Aug 27, 2015 · 1:24 pm EDT | Form 3 |
| Maynard F. OliveriusDirector | 0 | — | 0 | Aug 27, 2015 · 1:09 pm EDT | Form 3 |
| Donald A. Chubb Jr.Director | 0 | — | 0 | Aug 27, 2015 · 1:05 pm EDT | Form 3 |
| Adam Blochrelationship not stated | 0 | — | 0 | Aug 27, 2015 · 1:29 pm EDT | Form 3 |
| Brian E. BinderPresident and CEO | 0 | — | 0 | Apr 5, 2018 · 3:28 pm EDT | Form 3 |
| James W. Michalrelationship not stated | 0 | — | 0 | Aug 27, 2015 · 1:28 pm EDT | Form 3 |
| Amy J. LeeChief Legal Officer | 0 | — | 0 | Aug 27, 2015 · 1:18 pm EDT | Form 3 |
| Joanna M. CatalucciInterim CCO | 0 | — | 0 | Aug 27, 2015 · 1:21 pm EDT | Form 3 |
| Kimberly J. ScottAssistant Treasurer | 0 | — | 0 | Aug 27, 2015 · 1:26 pm EDT | Form 3 |
| Donald CacciapagliaCEO of Fund | 0 | — | 0 | Aug 27, 2015 · 1:11 pm EDT | Form 3 |
| John Louis SullivanCFO, Chf Acctng Off & Treas. | 0 | — | 0 | Aug 27, 2015 · 1:19 pm EDT | Form 3 |
| Mark MathiasenSecretary | 0 | — | 0 | Aug 27, 2015 · 1:24 pm EDT | Form 3 |
| Keith David KempAssistant Treasurer | 0 | — | 0 | Jan 9, 2017 · 4:18 pm EST | Form 3 |
| Jerry B FarleyDirector | 0 | — | 0 | Aug 27, 2015 · 1:06 pm EDT | Form 3 |
| James HowleyAssistant Treasurer | 0 | — | 0 | Aug 27, 2015 · 1:25 pm EDT | Form 3 |
| Randall C BarnesDirector | 0 | — | 0 | Aug 27, 2015 · 1:04 pm EDT | Form 3 |
| Roman Friedrich IIIDirector | 0 | — | 0 | Aug 27, 2015 · 1:07 pm EDT | Form 3 |
| Ronald E Toupin Jr.Director | 0 | — | 0 | Aug 27, 2015 · 1:10 pm EDT | Form 3 |
| Ronald NybergDirector | 0 | — | 0 | Aug 27, 2015 · 1:16 pm EDT | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.