Insider holders · CIK 0001487428
Horizon Technology Finance Corp · HRZN
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Compass Horizon Partners, LP10% Owner | — | 891,414 | 891,414 | Mar 24, 2015 · 5:19 pm EDT | Form 4 |
| Path Spirit LTD10% Owner | — | 891,414 | 891,414 | Mar 24, 2015 · 5:19 pm EDT | Form 4 |
| Navco Management, Ltd.10% Owner | — | 891,414 | 891,414 | Mar 24, 2015 · 5:19 pm EDT | Form 4 |
| Anholt Investments Ltd.10% Owner | — | 891,414 | 891,414 | Mar 24, 2015 · 5:19 pm EDT | Form 4 |
| Michael BalkinChief Executive Officer | 223,527 | 20,000 | 243,527 | Jun 10, 2026 · 11:19 am EDT | Form 4 |
| Robert D. Pomeroy Jr.Chief Executive Officer | 70,680 | 1,868 | 72,548 | Nov 28, 2017 · 3:07 pm EST | Form 4 |
| Gerald A. MichaudPresident | 70,034 | 485 | 70,519 | May 18, 2018 · 2:33 pm EDT | Form 4 |
| Thomas J. AllisonDirector | 56,617 | — | 56,617 | Jun 11, 2026 · 5:10 pm EDT | Form 4/A |
| Joseph J SavageDirector | 18,500 | — | 18,500 | Mar 16, 2018 · 11:07 am EDT | Form 4 |
| Christopher M. MathieuSVP, CFO and Treasurer | 15,862 | — | 15,862 | Aug 25, 2015 · 2:49 pm EDT | Form 4 |
| Daniel R. TrolioExecutive VP and CFO | 15,023 | — | 15,023 | Jun 10, 2026 · 4:26 pm EDT | Form 4 |
| Paul G SeitzChief Investment Officer | 12,242 | — | 12,242 | Jun 10, 2026 · 4:25 pm EDT | Form 4 |
| Kimberley Ann O'ConnorDirector | 10,000 | — | 10,000 | Jun 11, 2026 · 9:00 am EDT | Form 4 |
| Jonathan Joseph GoodmanDirector | — | 8,312 | 8,312 | Jun 10, 2026 · 4:27 pm EDT | Form 4 |
| Christopher B. WoodwardDirector | 3,109 | 4,343 | 7,452 | Mar 26, 2015 · 4:43 pm EDT | Form 4 |
| Elaine A SarsynskiDirector | 5,000 | — | 5,000 | May 8, 2018 · 2:41 pm EDT | Form 4 |
| Edmund V. MahoneyDirector | 4,360 | — | 4,360 | Aug 25, 2015 · 2:48 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.