SEC Form 4 · accession 0001638599-18-000474
Horizon Technology Finance Corp · HRZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine A Sarsynski
Director
Period of report
May 7, 2018
Accepted (ET)
May 8, 2018 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | P | 3,000 | $10.00 | A | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.98 to $10.04, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.