Form4insider filings, from the source

Insider holders · CIK 0001477246

S&W Seed Co · SANW

Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity

InsiderDirect sharesIndirect sharesTotal reportedLast report (ET)From
MFP INVESTORS LLC10% Owner15,945,017—15,945,017Nov 21, 2018 · 5:07 pm ESTForm 4
MFP PARTNERS LP10% Owner15,945,017—15,945,017Nov 21, 2018 · 5:07 pm ESTForm 4
Michael F Price10% Owner15,945,017—15,945,017Nov 21, 2018 · 5:07 pm ESTForm 4
Wynnefield Capital, Inc. Profit Sharing Plan10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
Joshua Landes10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
WYNNEFIELD CAPITAL INC10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
WYNNEFIELD CAPITAL MANAGEMENT LLC10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
Nelson Obus10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
WYNNEFIELD PARTNERS SMALL CAP VALUE LP10% Owner1,353,5742,868,7344,222,308Dec 27, 2017 · 5:16 pm ESTForm 4
Grover T. WickershamDirector223,27823,723247,001Jan 14, 2019 · 5:35 pm ESTForm 4
Mark James HarveyChairman of the Board22,829212,096234,925Jul 3, 2018 · 5:53 pm EDTForm 4
Glen D BorntDirector159,737—159,737Dec 22, 2017 · 4:20 pm ESTForm 4
Mark S Grewalrelationship not stated121,390—121,390Aug 7, 2017 · 8:44 pm EDTForm 4
Mark WongCEO and President95,017—95,017Jan 3, 2019 · 4:52 pm ESTForm 4
Charles B SeidlerDirector84,297—84,297Jan 18, 2019 · 1:28 pm ESTForm 4
Matthew K SzotEVP Finance & Admin and CFO75,227—75,227Jan 3, 2019 · 4:41 pm ESTForm 4
William S SmithDirector50,000—50,000May 26, 2015 · 2:51 pm EDTForm 4
Michael N. NordstromDirector3,75025,00028,750Mar 19, 2015 · 1:10 pm EDTForm 3
Alexander C MatinaDirector28,526—28,526Jan 18, 2019 · 2:23 pm ESTForm 4
David A FischhoffDirector24,655—24,655Jan 18, 2019 · 1:25 pm ESTForm 4
Dennis Charles JuryEVP Operations and COO6,42615,00021,426Oct 3, 2018 · 6:54 pm EDTForm 4
Robert D StrausDirector18,042—18,042Jan 18, 2019 · 1:48 pm ESTForm 4
Consuelo E. MadereDirector17,856—17,856Jan 18, 2019 · 6:04 pm ESTForm 4
Alan D WillitsDirector16,648—16,648Jan 18, 2019 · 1:36 pm ESTForm 4
Mick FlemingDirector10,983—10,983Oct 20, 2016 · 5:19 pm EDTForm 4
Danielson B. GardnerChief Marketing & Tech Officer4,383—4,383Oct 10, 2018 · 5:53 pm EDTForm 4
Daniel Z KarstenVice President of Processing0—0Mar 6, 2015 · 6:01 pm ESTForm 4

Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.