Insider holders · CIK 0001259429
Oxford Square Capital Corp. · OXSQ
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Jonathan H CohenChief Executive Officer | 1,405,099 | — | 1,405,099 | Apr 18, 2018 · 10:29 am EDT | Form 4 |
| Saul B RosenthalPresident and COO | 1,202,236 | — | 1,202,236 | Apr 18, 2018 · 11:18 am EDT | Form 4 |
| Charles M RoyceDirector | 478,614 | 62,001 | 540,615 | Jun 21, 2016 · 4:43 pm EDT | Form 4 |
| Richard W NeuDirector | 50,000 | — | 50,000 | Dec 12, 2016 · 9:15 pm EST | Form 4 |
| Steven P NovakDirector | 10,000 | 15,001 | 25,001 | Sep 14, 2026 · 10:51 am EDT | Form 4 |
| George Stelljes IIIDirector | 22,000 | — | 22,000 | Mar 16, 2017 · 11:20 am EDT | Form 4 |
| Bruce L. RubinCFO, CAO, Secy. and Treas. | — | 664 | 664 | Apr 7, 2016 · 4:47 pm EDT | Form 3/A |
| Gerald CumminsChief Compliance Officer | 0 | — | 0 | Jun 25, 2015 · 12:02 pm EDT | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.