SEC Form 4 · accession 0000891839-17-000088
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John T Smith
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par valueF1 | Jun 1, 2017 | S | 1,000 | $12.06 | D | 32,100 | D | |
| Common Stock, $.50 par valueF2 | holding | — | — | — | 12,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $6.35 | holding | — | — | — | Aug 22, 2010 | Aug 22, 2017 | Common Stock, par value $.50 per share | 4,000 | 4,000 | D |
Explanation of responses
- F1These shares were sold by Mr. Smith under the terms of the Transcat, Inc. 2009 Insider Stock Plan, as amended. The price per share is the weighted average closing price per share of the Company's common stock on the NASDAQ Global Market over the twenty (20) trading days prior to June 1, 2017.
- F2These shares are owned jointly by Mr. Smith and his wife.