SEC Form 4/A · accession 0000891839-17-000106
TRANSCAT INC · TRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John T Smith
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jul 31, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par valueF1 | holding | — | — | — | 33,100 | D | ||
| Common Stock, $.50 par valueF1,F2 | holding | — | — | — | 11,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $6.35 | holding | — | — | — | Aug 22, 2010 | Aug 22, 2017 | Common Stock, par value $.50 per share | 4,000 | 4,000 | D |
Explanation of responses
- F1Due to an administrative error, on June 1, 2017, Mr. Smith reported that he sold 1,000 shares from his direct holdings; however, these shares were sold from his joint holdings with his wife.
- F2These shares are owned jointly by Mr. Smith and his wife.