SEC Form 4 · accession 0001214659-16-013739
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph S Steinberg
Officer — Chairman of the Board · Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 21, 2016 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 21, 2016 | S | 200,000 | $19.0397 | D | 1,992,687 | D | |
| Common StockF3 | holding | — | — | — | 19,778,046 | I | See explanation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares held and controlled by the Reporting Person's spouse.
- F2Details available upon request.
- F3Consists of shares held by corporations that are owned by the Reporting Person as to which the Reporting Person has sole voting and dispositive control and 2,339,712 common shares held in trust for the Reporting Person's children.