SEC Form 4/A · accession 0001214659-16-013747
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph S Steinberg
Officer — Chairman of the Board · Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 22, 2016 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 21, 2016 | S | 200,000 | $19.0397 | D | 1,992,687 | D | |
| Common StockF3 | holding | — | — | — | 19,778,046 | I | See explanation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares.
- F2Details available upon request.
- F3Consists of shares held by corporations that are owned by the Reporting Person as to which the Reporting Person has sole voting and dispositive control and 2,339,712 common shares held in trust for the Reporting Person's children.
Remarks
This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares.