SEC Form 4 · accession 0001214659-16-008998
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brian P Friedman
Officer — President · Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2016 | D | 294,978 | $0.00 | D | 4,959,890 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These 295,550 shares represent a reduction in Mr. Friedman's 2015 long-term equity award as certified by the Leucadia Compensation Committee. These shares were forfeited as a result of net earnings attributable to Jefferies Group LLC falling below the performance target.
- F2Includes 15,787 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person and includes 48,600 shares indirectly held by the Reporting Person through a family trust.