SEC Form 4 · accession 0000944075-16-000083
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin J Mills
Officer — President and CEO · Director
Period of report
Oct 25, 2016
Accepted (ET)
Oct 26, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2016 | F | 21,560 | $1.96 | A | 172,943 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $1.96 | Oct 25, 2016 | X | 21,560 | D | — | Feb 23, 2019 | Common Stock | 21,560 | 233,774 | D |
Explanation of responses
- F1Grant dated 2/23/2009 vested monthly over 4 years.