SEC Form 4/A · accession 0000944075-16-000087
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin J Mills
Officer — President and CEO · Director
Period of report
Oct 25, 2016
Accepted (ET)
Nov 14, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2016 | F | 21,560 | $1.96 | A | 162,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF2 | $1.96 | Oct 25, 2016 | X | 21,560 | D | — | Feb 23, 2019 | Common Stock | 21,560 | 233,774 | D |
Explanation of responses
- F1Amends Amount of Securities Beneficially Owned Following Reported Transaction reported as 172,943.
- F2Grant dated 2/23/2009 vested monthly over 4 years.