SEC Form 4 · accession 0001127602-15-012269
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
R David Hoover
Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 82,000 | $19.87 | A | 202,947 | D | |
| Common Stock | Mar 19, 2015 | F | 50,634 | $70.57 | D | 152,313 | D | |
| Common StockF2 | holding | — | — | — | 7,955 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 63,010 | I | By GRAT | |
| Common Stock | holding | — | — | — | 302,083 | I | RDH Trust | |
| Common StockF3 | holding | — | — | — | 32,605 | I | SAH Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $19.87 | Mar 19, 2015 | M | 82,000 | D | — | Apr 27, 2015 | Common Stock | 82,000 | 0 | D |
Explanation of responses
- F1Exercise of Stock Options.
- F2Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
- F4Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.