SEC Form 4/A · accession 0001127602-15-014308
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
R David Hoover
Director
Period of report
Mar 19, 2015
Accepted (ET)
Apr 10, 2015 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | J | 31,366 | $70.57 | D | 89,581 | D | |
| Common Stock | Mar 19, 2015 | M | 82,000 | $19.87 | A | 171,581 | D | |
| Common Stock | Mar 19, 2015 | F | 50,634 | $70.57 | D | 120,947 | D | |
| Common Stock | Mar 19, 2015 | J | 31,366 | $70.57 | A | 333,449 | I | RDH Trust |
| Common StockF3 | holding | — | — | — | 7,955 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 63,010 | I | By GRAT | |
| Common StockF4 | holding | — | — | — | 32,605 | I | SAH Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $19.87 | Mar 19, 2015 | M | 82,000 | D | — | Apr 27, 2015 | Common Stock | 82,000 | 0 | D |
Explanation of responses
- F1Amending reporting person's March 23, 2015 Form 4. Due to an administrative error, 31,366 shares were put into reporting person's common stock ownership instead of into the RDH Trust. Correcting entry.
- F2Exercise of Stock Options.
- F3Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
- F5Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.