SEC Form 4 · accession 0001144204-16-122680
Consolidated Water Co. Ltd. · CWCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Finlay
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Aug 31, 2016 | P | 10,000 | $12.7281 | A | 33,493 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $12.64 to $12.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 402 shares acquired under the issuer's dividend reinvestment plan that have not previously been included in the reporting person's beneficial holdings.