SEC Form 4 · accession 0001144204-16-083905
Consolidated Water Co. Ltd. · CWCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard J. Pereira
Officer — VP OF ENGINEERING AND TECH
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 19, 2016 | M | 4,721 | $10.68 | A | 18,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION (RIGHT TO BUY)F1 | $10.68 | Feb 19, 2016 | M | 4,721 | D | Feb 22, 2013 | Feb 21, 2017 | COMMON STOCK | 9,442 | 4,721 | D |
Explanation of responses
- F1The option vested as to 4,721 shares on each of February 22, 2013 and February 22, 2014, and if not exercised would have expired as to 4,721 shares at the end of the day on each of February 21, 2016 and 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.