SEC Form 4 · accession 0001144204-15-067793
Consolidated Water Co. Ltd. · CWCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sasnett
Officer — EVP & CFO
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 23, 2015 | M | 4,500 | $10.68 | A | 7,611 | D | |
| COMMON STOCK | Nov 23, 2015 | S | 4,500 | $11.85 | D | 3,111 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION (RIGHT TO BUYF1 | $10.68 | Nov 23, 2015 | M | 4,500 | D | Feb 22, 2013 | Feb 21, 2017 | COMMON STOCK | 18,883 | 14,383 | D |
Explanation of responses
- F1The option vested as to 9,442 shares on February 22, 2013 and 9,441 shares on February 22, 2014, and if not exercised would have expired as to 9,442 shares and 9,441 shares at the end of the day on February 21, 2016 and February 21, 2017, respectively. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.