SEC Form 4 · accession 0001144204-15-017439
Consolidated Water Co. Ltd. · CWCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R. Vizzini
Officer — VICE PRESIDENT OF FINANCE
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000928340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 18, 2015 | M | 3,925 | $7.90 | A | 3,925 | D | |
| COMMON STOCK | Mar 18, 2015 | S | 3,925 | $9.8613 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION (RIGHT TO BUY)F1 | $7.90 | Mar 18, 2015 | M | 3,925 | D | Mar 19, 2012 | Mar 18, 2015 | COMMON STOCK | 3,925 | 0 | D |
Explanation of responses
- F1The option vested as to 3,925 shares on March 19, 2012, and if not exercised would have expired as to such shares at the end of the day on March 18, 2015. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.