SEC Form 4 · accession 0001209191-17-031532
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Yuval Wasserman
Officer — President & CEO · Director
Period of report
May 10, 2017
Accepted (ET)
May 11, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 10, 2017 | D | 20,000 | $77.25 | D | 118,068 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold in accordance with 10b5-1 trading plan.
- F2The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.79 to $78.09. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares.