SEC Form 4/A · accession 0001209191-17-032230
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Yuval Wasserman
Officer — President & CEO · Director
Period of report
May 10, 2017
Accepted (ET)
May 15, 2017 · 7:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | May 10, 2017 | S | 20,000 | $77.25 | D | 118,068 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original filing had a typographical error with a code "D" listed in column 3.
- F2Shares sold in accordance with 10b5-1 trading plan.
- F3The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.79 to $78.09. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares.