SEC Form 4 · accession 0001179022-18-000082
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Roger D Shannon
Officer — Sr VP Finance and CFO
Period of report
Nov 9, 2018
Accepted (ET)
Nov 16, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2018 | A | 10,592 | $0.00 | A | 17,412 | D | |
| Common Stock | Nov 11, 2018 | F | 486 | $14.12 | D | 16,926 | D | |
| Common Stock | Nov 12, 2018 | F | 545 | $13.45 | D | 16,381 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.