SEC Form 4/A · accession 0001179022-18-000096
ADTRAN Holdings, Inc. · ADTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roger D Shannon
Officer — Sr VP Finance and CFO
Period of report
Nov 9, 2018
Accepted (ET)
Nov 21, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2018 | A | 10,336 | $0.00 | A | 17,156 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.
- F2The reporting person is filing this amendment to correct the number of shares of Common Stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 10,592 shares of Common Stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of Common Stock acquired on November 9, 2018 was 10,336.