SEC Form 4 · accession 0001437749-15-001342
ENERGY FOCUS, INC/DE · EFOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gina Huang
10% Owner
Period of report
Jan 15, 2015
Accepted (ET)
Jan 28, 2015 · 9:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | P | 200,000 | $4.50 | A | 800,000 | I | Held by Jag International Ltd. |
| Common Stock | holding | — | — | — | 652,173 | I | Held by Brilliant Start Enterprise, Inc. |
Table II — derivative securities
No Table II lines on this filing.