SEC Form 4/A · accession 0001437749-15-011680
ENERGY FOCUS, INC/DE · EFOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gina Huang
10% Owner
Period of report
Jan 15, 2015
Accepted (ET)
Jun 2, 2015 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | P | 200,000 | $4.50 | A | 852,173 | I | Held by Brilliant Start Enterprise, Inc. |
| Common Stock | holding | — | — | — | 600,000 | I | Held by Jag International Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The acquisition of the shares was originally reported as being held by Jag International Ltd.