SEC Form 4 · accession 0001567619-18-001738
US XPRESS ENTERPRISES INC · USX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Rickel
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 21, 2018 | A | 4,202 | A | — | — | Class A Common Stock | 4,202 | 4,202 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.
- F2The RSUs will vest upon the earlier of one year from the grant date and the issuer's next annual meeting of stockholders, subject to certain vesting and forfeiture provisions.