SEC Form 4 · accession 0001214659-15-001639
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert D Lister
Officer — Chief Legal & Chief Bus Dev
Period of report
Feb 21, 2015
Accepted (ET)
Feb 24, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Feb 21, 2015 | M | 6,433 | $0.00 | A | 15,433 | D | |
| common sharesF2 | Feb 23, 2015 | F | 2,382 | $35.36 | D | 13,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1 | $0.00 | Feb 21, 2015 | M | 6,433 | D | Feb 21, 2015 | Mar 23, 2018 | common shares | 6,433 | 19,302 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represented a contingent right to receive one common share of IMAX Corporation.
- F2Mr. Lister is reporting the withholding by IMAX Corporation of 2,382 common shares to satisfy his tax withholding obligations in connection with the delivery of the converted common shares.