SEC Form 4/A · accession 0001214659-15-002409
IMAX CORP · IMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert D Lister
Officer — Chief Legal & Chief Bus Dev
Period of report
Feb 21, 2015
Accepted (ET)
Mar 18, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common sharesF1 | Feb 21, 2015 | M | 6,433 | $0.00 | A | 15,433 | D | |
| common sharesF2 | Feb 23, 2015 | S | 2,382 | $35.54 | D | 13,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted share unitsF1 | $0.00 | Feb 21, 2015 | M | 6,433 | D | Feb 21, 2015 | Mar 23, 2018 | common shares | 6,433 | 19,302 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represented a contingent right to receive one common share of IMAX Corporation.
- F2Mr. Lister is reporting the sale 2,382 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share units.
Remarks
This amendment is to reflect a sale instead of shares withheld.