SEC Form 4 · accession 0000912593-15-000074
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Randall K Rowe
Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F7 | Jun 19, 2015 | P | 25,664 | $50.00 | A | 43,717 | I | see footnote 7 |
| Common Stock, $0.01 par value | holding | — | — | — | 2,300 | D | ||
| Common Stock, $0.01 par valueF1,F2 | holding | — | — | — | 2,321,935 | I | see footnote 2 | |
| Common Stock, $0.01 par valueF1,F3 | holding | — | — | — | 1,832,717 | I | see footnote 3 | |
| Common Stock, $0.01 par valueF1,F4 | holding | — | — | — | 281,624 | I | see footnote 4 | |
| Common Stock, $0.01 par valueF1,F5 | holding | — | — | — | 314,577 | I | see footnote 5 | |
| Common Stock, $0.01 par valueF1,F6 | holding | — | — | — | 119,964 | I | see footnote 6 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-4 Preferred StockF1,F7,F8 | $56.25 | Jun 19, 2015 | P | 34,219 | A | — | — | Common Stock, $0.01 par value | 15,208 | 58,336 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The extent of such pecuniary interest cannot be determined at this time.
- F2The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners II, LLC, which is the record holder of these securities.
- F3The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II REIT, LLC, which is the record holder of these securities.
- F4The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II Ancillary Holding, LLC, which is the record holder of these securities.
- F5The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners III, LLC, which is the record holder of these securities.
- F67. The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III REIT, LLC, which is the record holder of these securities.
- F7The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III Ancillary Holding, LLC, which is the record holder of these securities.
- F8The Series A-4 Preferred Stock is convertiable at any time, at the holder's election and has no expiration date.