SEC Form 4/A · accession 0000912593-15-000081
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Randall K Rowe
Director
Period of report
Jun 19, 2015
Accepted (ET)
Jul 13, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F8 | Jun 19, 2015 | A | 25,664 | $50.00 | A | 43,717 | I | see footnote |
| Common Stock, $0.01 par value | holding | — | — | — | 2,200 | D | ||
| Common Stock, $0.01 par valueF1,F2 | holding | — | — | — | 2,321,935 | I | see footnote | |
| Common Stock, $0.01 par valueF1,F3 | holding | — | — | — | 1,832,717 | I | see footnote | |
| Common Stock, $0.01 par valueF1,F4 | holding | — | — | — | 281,624 | I | see footnote | |
| Common Stock, $0.01 par valueF1,F5 | holding | — | — | — | 314,577 | I | see footnote | |
| Common Stock, $0.01 par valueF1,F6 | holding | — | — | — | 119,964 | I | see footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-4 Preferred StockF1,F8,F9 | $56.25 | Jun 19, 2015 | A | 34,219 | A | — | — | Common Stock, $0.01 par value | 15,208 | 58,336 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The extent of such pecuniary interest cannot be determined at this time.
- F2The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners II, LLC, which is the record holder of these securities.
- F3The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II REIT, LLC, which is the record holder of these securities.
- F4The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II Ancillary Holding, LLC, which is the record holder of these securities.
- F5The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners III, LLC, which is the record holder of these securities.
- F6The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III REIT, LLC, which is the record holder of these securities.
- F7Shares purchased pursuant to a Subscription Agreement, dated July 30, 2014, as amended, among the Issuer, the purchaser and certain other parties. This agreement and the transaction reported in the form were approved by the board of directors of the issuer.
- F8The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III Ancillary Holding, LLC, which is the record holder of these securities.
- F9The Series A-4 Preferred Stock is convertible at any time, at the holder's election and has no expiration date.