SEC Form 4 · accession 0001104659-15-003910
NATURAL HEALTH TRENDS CORP · NHTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
George K Broady
Director · 10% Owner
Period of report
Nov 14, 2014
Accepted (ET)
Jan 22, 2015 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2014 | I | 29,750 | $12.00 | D | 3,288,179 | D | |
| Common Stock | Nov 21, 2014 | I | 26,656 | $12.10 | D | 3,261,523 | D | |
| Common Stock | Dec 3, 2014 | I | 14,565 | $13.23 | D | 3,246,958 | D | |
| Common Stock | Dec 8, 2014 | I | 18,298 | $13.71 | D | 3,228,660 | D | |
| Common Stock | Dec 15, 2014 | I | 21,125 | $12.44 | D | 3,207,535 | D | |
| Common Stock | Dec 22, 2014 | I | 9,553 | $11.95 | D | 3,197,982 | D | |
| Common Stock | Jan 16, 2015 | S | 5,300 | $12.286 | D | 3,192,682 | D | |
| Common Stock | Jan 20, 2015 | S | 4,800 | $12.4679 | D | 3,187,882 | D | |
| Common Stock | Jan 20, 2015 | A | 2,714 | $12.28 | A | 3,190,596 | D | |
| Common StockF1 | holding | — | — | — | 575,298 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Through George K. Broady 2012 Irrevocable Trust, of which Mr. Broady is the trustee and a beneficiary.