SEC Form 4/A · accession 0001437749-15-004104

NATURAL HEALTH TRENDS CORP · NHTC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director · 10% Owner

Period of report

Nov 14, 2014

Accepted (ET)

Mar 5, 2015 · 6:01 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000912061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 14, 2014	D	29,750	$12.00	D	3,288,179	D
Common Stock^F2	Nov 18, 2014	C	61,693	—	A	3,349,872	D
Common Stock^F1	Nov 21, 2014	D	26,656	$12.10	D	3,323,216	D
Common Stock^F1	Dec 3, 2014	D	14,565	$13.23	D	3,308,651	D
Common Stock^F1	Dec 8, 2014	D	18,298	$13.71	D	3,290,353	D
Common Stock^F1	Dec 15, 2014	D	21,125	$12.44	D	3,269,228	D
Common Stock^F1	Dec 22, 2014	D	9,553	$11.95	D	3,259,675	D
Common Stock^F1	Jan 16, 2015	S	5,300	$12.29	D	3,254,375	D
Common Stock^F1	Jan 20, 2015	S	4,800	$12.47	D	3,249,575	D
Common Stock^F1	Jan 20, 2015	A	2,714	$12.28	D	3,252,289	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Convertible Stock^F2	—	Nov 18, 2014	C	61,693	D	—	—	Common Stock	61,693	0	D

F1This row amended to reflect the correct Transaction Code (column 3) and/or the correct Amount of Securities Beneficially Owned Following Reported Transaction.
F2This row added to reflect the conversion of Series A Convertible Preferred Stock into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock had no expiration date. The Series A Convertible Preferred Stock was subject to mandatory conversion because the average closing price of NHTC Common Stock over a consecutive 6-month period equaled or exceeded $10.00 per share.