SEC Form 4 · accession 0001209191-16-135811
STONE ENERGY CORP · SGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David H Welch
Officer — Chairman, President & CEO
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000904080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value per shareF1,F2 | Aug 5, 2016 | A | 12,256 | $0.00 | A | 88,862 | D | |
| Common stock, $0.01 par value per shareF2 | Aug 5, 2016 | F | 5,730 | $10.225 | D | 83,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $33.19 | holding | — | — | — | Jan 9, 2012 | Jan 9, 2017 | Common Stock, $0.01 par value | 1,500 | 1,500 | D |
| Employee Stock OptionsF2 | $44.67 | holding | — | — | — | Jan 15, 2013 | Jan 15, 2018 | Common Stock, $0.01 par value | 2,500 | 2,500 | D |
| Employee Stock OptionsF2 | $10.05 | holding | — | — | — | Jan 15, 2014 | Jan 15, 2019 | Common Stock, $0.01 par value | 2,000 | 2,000 | D |
| Employee Stock OptionsF2 | $6.97 | holding | — | — | — | Feb 17, 2014 | Feb 17, 2019 | Common Stock, $0.01 par value | 2,947 | 2,947 | D |
Explanation of responses
- F1Shares acquired are common shares granted under the company's Stock Incentive Plan.
- F2On June 10, 2016, the Issuer effected a one-for-ten reverse stock split of its Common Stock (the "Reverse Split"). The number of securities beneficially owned has been adjusted to reflect the Reverse Split.