SEC Form 4/A · accession 0001209191-16-136977
STONE ENERGY CORP · SGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David H Welch
Officer — Chairman, President & CEO
Period of report
Aug 5, 2016
Accepted (ET)
Aug 15, 2016 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000904080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value per shareF1 | holding | — | — | — | 83,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1,F2 | $331.90 | holding | — | — | — | Jan 9, 2012 | Jan 9, 2017 | Common Stock, $0.01 par value | 1,500 | 1,500 | D |
| Employee Stock OptionsF1,F2 | $446.70 | holding | — | — | — | Jan 15, 2013 | Jan 15, 2018 | Common Stock, $0.01 par value | 2,500 | 2,500 | D |
| Employee Stock OptionsF1,F2 | $100.50 | holding | — | — | — | Jan 15, 2014 | Jan 15, 2019 | Common Stock, $0.01 par value | 2,000 | 2,000 | D |
| Employee Stock OptionsF1,F2 | $69.70 | holding | — | — | — | Feb 17, 2014 | Feb 17, 2019 | Common Stock, $0.01 par value | 2,947 | 2,947 | D |
Explanation of responses
- F1On June 10, 2016, the Issuer effected a one-for-ten reverse stock split of its Common Stock (the "Reverse Split"). The number of securities beneficially owned has been adjusted to reflect the Reverse Split.
- F2This amended Form 4 corrects the Employee Stock Options exercise prices to reflect the Reverse Split.