SEC Form 4 · accession 0000902274-17-000077
LIBBEY INC · LBY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Charles Burmeister
Officer — VP, Chief Financial Officer
Period of report
May 3, 2017
Accepted (ET)
May 4, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000902274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | May 3, 2017 | A | 9,344 | $9.38 | A | 9,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ - Stock Option (Right to Buy)F2 | $9.38 | May 3, 2017 | A | 21,186 | A | May 3, 2018 | May 3, 2027 | Common Stock | 21,186 | 21,186 | D |
Explanation of responses
- F1Restricted stock units will vest 25% per year beginning March 3, 2018 provided the grantee remains continuously employed by the Company as of those respective dates.
- F2The options become exercisable 25% per year beginning on the first anniversary of the grant date provided the grantee remains continuously employed by the Company as of those respective dates.